General Information

Abstract

(1) EN 1997-1 is intended to be used as a general basis for the geotechnical aspects of the design of buildings and civil engineering works.
(2) The following subjects are dealt with in EN 1997-1:
Section 1: General
Section 2: Basis of geotechnical design
Section 3: Geotechnical data
Section 4: Supervision of construction, monitoring and maintenance
Section 5: Fill, dewatering, ground improvement and reinforcement
Section 6: Spread foundations
Section 7: Pile foundations
Section 8: Anchorages
Section 9: Retaining structures
Section 10: Hydraulic failure
Section 11: Overall stability
Section 12: Embankments
(3) EN 1997-1 is accompanied by Annexes A to J, which provide:
- in A: recommended partial safety factor values; different values of the partial factors may be set by the National annex;
- in B to J: supplementary informative guidance such as internationally applied calculation methods.

Status
Published
Public Enquiry End Date
13-Jun-2013
Publication Date
08-Apr-2014
Technical Committee
KON - Structures
Current Stage
6060 - National Implementation/Publication (Adopted Project)
Start Date
30-Jan-2014
Due Date
06-Apr-2014
Completion Date
09-Apr-2014

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Amendment

SIST EN 1997-1:2005/A1:2014

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Overview

SIST EN 1997-1:2005/A1:2014, titled Eurocode 7: Geotechnical design – Part 1: General rules, establishes a comprehensive European framework for geotechnical design in buildings and civil engineering works. Developed by the Slovenian Institute for Standardization (SIST), this standard is harmonized with EN 1997-1:2004/A1:2013, ensuring coherence with pan-European practices. The document defines general principles and essential rules that govern the geotechnical aspects of construction, underpinning safe, reliable, and durable civil engineering works.

This amendment updates definitions, symbols, and references, and modernizes requirements, particularly concerning the design and verification of anchors. It outlines how factors such as site investigation, testing, and partial safety factors must be integrated into national standards. It is applicable across a wide range of geotechnical projects, from earthworks to the construction of foundations and retaining structures.

Key Topics

This standard addresses a broad spectrum of topics within geotechnical design, including:

  • Basis of geotechnical design: Core principles underlying soil-structure interaction and safety.
  • Geotechnical data: Collection and use of site-specific investigation data for design.
  • Supervision and monitoring: Requirements for construction oversight and post-construction maintenance.
  • Fill, dewatering, and ground improvement: Methods for preparing and strengthening ground conditions.
  • Foundation systems:
    • Spread foundations
    • Pile foundations
    • Anchors (includes newly updated criteria, definitions, and test methods)
  • Retaining structures: Design for stability and resistance against ground movements.
  • Hydraulic failure and overall stability: Assessing failure risks due to water pressure and ensuring global stability.
  • Embankments: Specific considerations for the construction of raised earth structures.
  • Partial safety factors and correlation factors: Guidance on adapting design parameters to national provisions and latest performance evidences.

Annexes supplement the standard with recommended values for partial safety factors and calculation methods, which may be adjusted in national annexes to address local geotechnical conditions.

Applications

The SIST EN 1997-1:2005/A1:2014 standard is indispensable for professionals in civil, structural, and geotechnical engineering and applies throughout the entire lifecycle of construction projects. Key practical applications include:

  • Design of buildings and civil infrastructures: Foundations, earthworks, and underground structures require geotechnical input conforming to the standard’s rules.
  • Verification of anchor systems: Updated definitions and testing protocols ensure anchors are properly designed, reliable, and compliant with EN ISO 22477-5.
  • Assessment of site-specific risks: The standard guides engineers in mitigating risks such as slope instability, settlement, or hydraulic failure.
  • Selection of ground improvement methods: Recommendations support the safe execution of dewatering, fill compaction, and reinforcement.
  • Supervision, monitoring, and maintenance: Ensures ongoing safety and performance of geotechnical elements, particularly in critical structures.

By conforming to the updated Eurocode 7 guidelines, engineers and design offices can consistently achieve compliance with both European and national construction regulations.

Related Standards

For holistic geotechnical and structural design, the following standards are closely related:

  • EN 1992 (Eurocode 2): Design of concrete structures.
  • EN 1993 (Eurocode 3): Design of steel structures.
  • EN 1537: Execution of special geotechnical work - Ground anchors.
  • EN ISO 22477-5: Geotechnical investigation and testing – Testing of anchors.
  • EN ISO 13793: Thermal performance of foundations.
  • EN 1997-2: Geotechnical investigations and testing.

Using SIST EN 1997-1:2005/A1:2014 in conjunction with these standards promotes robust, safe, and effective geotechnical design for modern construction projects.

Keywords: Eurocode 7, geotechnical design, ground anchors, partial safety factors, civil engineering standards, foundation design, EN 1997-1, structural engineering, Slovenia, EN ISO 22477-5.

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Amendment

SIST EN 1997-1:2005/A1:2014

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Frequently Asked Questions

SIST EN 1997-1:2005/A1:2014 is a amendment published by the Slovenian Institute for Standardization (SIST). Its full title is "Eurocode 7: Geotechnical design - Part 1: General rules". This standard covers: (1) EN 1997-1 is intended to be used as a general basis for the geotechnical aspects of the design of buildings and civil engineering works. (2) The following subjects are dealt with in EN 1997-1: Section 1: General Section 2: Basis of geotechnical design Section 3: Geotechnical data Section 4: Supervision of construction, monitoring and maintenance Section 5: Fill, dewatering, ground improvement and reinforcement Section 6: Spread foundations Section 7: Pile foundations Section 8: Anchorages Section 9: Retaining structures Section 10: Hydraulic failure Section 11: Overall stability Section 12: Embankments (3) EN 1997-1 is accompanied by Annexes A to J, which provide: - in A: recommended partial safety factor values; different values of the partial factors may be set by the National annex; - in B to J: supplementary informative guidance such as internationally applied calculation methods.

(1) EN 1997-1 is intended to be used as a general basis for the geotechnical aspects of the design of buildings and civil engineering works. (2) The following subjects are dealt with in EN 1997-1: Section 1: General Section 2: Basis of geotechnical design Section 3: Geotechnical data Section 4: Supervision of construction, monitoring and maintenance Section 5: Fill, dewatering, ground improvement and reinforcement Section 6: Spread foundations Section 7: Pile foundations Section 8: Anchorages Section 9: Retaining structures Section 10: Hydraulic failure Section 11: Overall stability Section 12: Embankments (3) EN 1997-1 is accompanied by Annexes A to J, which provide: - in A: recommended partial safety factor values; different values of the partial factors may be set by the National annex; - in B to J: supplementary informative guidance such as internationally applied calculation methods.

SIST EN 1997-1:2005/A1:2014 is classified under the following ICS (International Classification for Standards) categories: 91.010.30 - Technical aspects; 93.020 - Earthworks. Excavations. Foundation construction. Underground works. The ICS classification helps identify the subject area and facilitates finding related standards.

SIST EN 1997-1:2005/A1:2014 has the following relationships with other standards: It is inter standard links to kSIST FprEN 1990:2022, kSIST FprEN 1997-1:2024, SIST-TS CLC/TS 50711:2026, SIST EN ISO 22477-5:2018, kSIST FprEN 1993-5:2025, SIST EN ISO 22477-4:2018, SIST EN 14620-1:2024, SIST EN 1997-1:2005. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.

SIST EN 1997-1:2005/A1:2014 is associated with the following European legislation: EU Directives/Regulations: 2006-01-2084, 305/2011, 89/106/EEC; Standardization Mandates: M/265. When a standard is cited in the Official Journal of the European Union, products manufactured in conformity with it benefit from a presumption of conformity with the essential requirements of the corresponding EU directive or regulation.

SIST EN 1997-1:2005/A1:2014 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.

Standards Content (Sample)


SLOVENSKI STANDARD
01-maj-2014
(YURNRG*HRWHKQLþQRSURMHNWLUDQMHGHO6SORãQDSUDYLOD
Eurocode 7: Geotechnical design - Part 1: General rules
Eurocode 7 - Entwurf, Berechnung und Bemessung in der Geotechnik - Teil 1:
Allgemeine Regeln
Eurocode 7: Calcul géotechnique - Partie 1: Règles générales
Ta slovenski standard je istoveten z: EN 1997-1:2004/A1:2013
ICS:
91.010.30 7HKQLþQLYLGLNL Technical aspects
93.020 Zemeljska dela. Izkopavanja. Earthworks. Excavations.
Gradnja temeljev. Dela pod Foundation construction.
zemljo Underground works
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

EUROPEAN STANDARD
EN 1997-1:2004/A1
NORME EUROPÉENNE
EUROPÄISCHE NORM
November 2013
ICS 93.020; 91.010.30
English Version
Eurocode 7: Geotechnical design - Part 1: General rules
Eurocode 7: Calcul géotechnique - Partie 1: Règles Eurocode 7 - Entwurf, Berechnung und Bemessung in der
générales Geotechnik - Teil 1: Allgemeine Regeln
This amendment A1 modifies the European Standard EN 1997-1:2004; it was approved by CEN on 8 August 2013.

CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for inclusion of this
amendment into the relevant national standard without any alteration. Up-to-date lists and bibliographical references concerning such
national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN member.

This amendment exists in three official versions (English, French, German). A version in any other language made by translation under the
responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the
official versions.
CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia,
Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania,
Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United
Kingdom.
EUROPEAN COMMITTEE FOR STANDARDIZATION
COMITÉ EUROPÉEN DE NORMALISATION

EUROPÄISCHES KOMITEE FÜR NORMUNG

CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels
© 2013 CEN All rights of exploitation in any form and by any means reserved Ref. No. EN 1997-1:2004/A1:2013: E
worldwide for CEN national Members.

Contents Page
Foreword .3
1 Modification to the Contents .4
2 Modifications to National annex for EN 1997-1 .4
3 Modification to 1.1.2 .4
4 Modification to 1.2 .5
5 Modification to 1.6 .5
6 Modification to Section 8 .7
7 Modifications to Section 9 . 14
8 Modification to 10.2 . 15
9 Modification to 11.4 . 15
10 Modification to Annex A title and A.1 . 15
11 Modification to A.3.3.4 . 16
12 Modifications to A.4 . 16
13 Modification to A.5 . 17
14 Modification to B.3 . 19

Foreword
This document (EN 1997-1:2004/A1:2013) has been prepared by Technical Committee CEN/TC 250
“Structural Eurocodes”, the secretariat of which is held by BSI.
This Amendment to the European Standard EN 1997-1:2004 shall be given the status of a national standard,
either by publication of an identical text or by endorsement, at the latest by November 2014, and conflicting
national standards shall be withdrawn at the latest by November 2014.
Attention is drawn to the possibility that some of the elements of this document may be the subject of patent
rights. CEN shall not be held responsible for identifying any or all such patent rights.
According to the CEN-CENELEC Internal Regulations, the national standards organizations of the following
countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech
Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece,
Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal,
Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom.
1 Modification to the Contents
Page 3
Delete: “Section 8 Anchorages”
and replace with:
“Section 8
Anchors”.
2 Modifications to National annex for EN 1997-1
Page 8
National Annex for EN 1997-1
Delete:
“8.5.2(2)P, 8.5.2(3), 8.6(4)”
and replace with:
“8.4(6)P, 8.4(7)P, 8.5.1(1)P, 8.5.1(2)P, 8.5.2(1)P, 8.5.2(2)P, 8.5.2(3)P, 8.5.2(5)P, 8.5.3(1)P, 8.5.3(2)P,
8.5.3(3)P, 8.5.3(4)P, 8.6.2(2)P, 8.6.2(3)P”.
Delete:
“
— A.3.1, A.3.2, A.3.3.1, A.3.3.2, A.3.3.3, A.3.3.4, A.3.3.5, A.3.3.6,”
and replace with:
“
— A.3.1, A.3.2, A.3.3.1, A.3.3.2, A.3.3.3, A.3.3.5, A.3.3.6,”.
After:
“
— A.5”,
add:
“
— A.6”.
3 Modification to 1.1.2
Page 9
1.1.2 Scope of EN 1997-1
Delete in 1.1.2(2):
“Section 8: Anchorages”
and replace with:
“Section 8: Anchors”.
4 Modification to 1.2
Page 10
1.2 Normative references
After:
“EN 1992 Eurocode 2 Design of concrete structures”,
add:
“EN 1992-1-1:2004 Eurocode 2: Design of concrete structures – Part 1-1: General rules and rules for
buildings”.
Replace:
“EN 1537:1999 Execution of special geotechnical work; Ground anchors”
with:
“EN 1537 Execution of special geotechnical work; Ground anchors”.
After:
“EN ISO 13793:2001 Thermal performance of buildings – Thermal design of foundations to avoid frost
heave”,
add:
“EN ISO 22477-5 Geotechnical investigation and testing – testing of geotechnical structures – Part
5:Testing of anchors (in preparation)”.
5 Modification to 1.6
Page 13
1.6 Symbols
Delete: “P load on anchorage”
Delete: “P proof load in a suitability test of a grouted anchorage”.
p
Delete: “R anchorage pull-out resistance”
a
Delete: “R design value of R ”
a;d a
Delete: “R characteristic value of R ”
a;k a
Delete:
design value of the tensile resistance of a pile or of a group of piles, or of the structural tensile
“R
t;d
resistance of an anchorage”
and replace with:
design value of the tensile resistance of a pile or of a group of piles”.
“R
t;d
partial factor for anchorages”.
Delete: “γ
a
partial factor for permanent anchorages”.
Delete: “γ
a;p
partial factor for temporary anchorages”.
Delete: “γ
a;t
correlation factor for anchorages”.
Delete: “ξ
a
After:
“z vertical distance”,
add:
(begin text)
Latin letters used in Section 8
ultimate limit state design force to be resisted by the anchor
E
ULS;d
design value of the maximum anchor force, including effect of lock off load, and sufficient to prevent
F
Serv;d
a serviceability limit state in the supported structure
characteristic value of the maximum anchor force, including effect of lock off load, and sufficient to
F
Serv;k
prevent a serviceability limit state in the supported structure
design value of the force required to prevent any ultimate limit state in the supported structure
F
ULS;d
permissible cumulative loss of load over specified time period, defined in EN ISO 22477-5, used to
k
l;SLS
determine serviceability limit state resistance of an anchor
permissible cumulative loss of load over specified time period, defined in EN ISO 22477-5, used to
k
l;ULS
determine ultimate limit state resistance of an anchor
n minimum number of investigation and/or suitability tests
the critical creep load, determined as the load corresponding to the end of the pseudo linear part of the α
P
c
versus load diagram as defined in EN ISO 22477-5
lock-off load, load left in the anchor head immediately on completion of the stressing operation
P
o
proof load, maximum test load to which an anchor is subjected in a particular load test
P
p
measured value of the resistance of an anchor
R
m
design value of the resistance of an anchor complying with serviceability limit state criteria
R
SLS;d
R characteristic value of the resistance of an anchor complying with serviceability limit state criteria
SLS;k
measured value of the resistance of an anchor complying with serviceability limit state criteria
R
SLS;m
) lowest value of R measured from a number of investigation or suitability tests (n), for each
(R
SLS;m min SLS;m
distinct ground condition
ultimate limit state design resistance of the structural elements of an anchor
R
t;d
design value of the resistance of an anchor complying with ultimate limit state criteria
R
ULS;d
characteristic value of the resistance of an anchor complying with ultimate limit state criteria
R
ULS;k
measured value of the resistance of an anchor complying with ultimate limit state criteria
R
ULS;m
) lowest value of R measured from a number of investigation or suitability tests (n), for each
(R
ULS;m min ULS;m
distinct ground condition
(end text)
design value of φ' “, add:
After “φ'
d
(begin text)
Greek letters used in Section 8
creep rate defining serviceability limit state resistance of an anchor, determined from the
α
SLS
displacement per log cycle of time at constant anchor load as defined in EN ISO 22477-5
creep rate defining ultimate limit state resistance of an anchor, determined from the displacement per
α
ULS
log cycle of time at constant anchor load as defined in EN ISO 22477-5
γ ,γ ,γ ,γ ,γ partial factors
Serv a;ULS a;SLS a;acc;ULS a;acc;SLS
correlation factor
ξ
ULS
(end text)
6 Modification to Section 8
Page 91
Section 8 Anchorages
Delete the entire text of Section 8, including the title and replace with the following:
(begin text)
Section 8 Anchors
8.1 General
8.1.1 Scope
(1)P This Section shall apply to the design of temporary and permanent anchors used e.g.:
— to support a retaining structure;
— to ensure the stability of slopes, cuts or tunnels;
— to resist uplift forces on a structure;
— to prevent sliding or tilting;
— to restrain tension cables;
by transmitting a tensile force to a load resisting formation of soil or rock.
(2)P This section shall be used for the design of anchors covered by EN 1537 and other anchors that are
consistent with 8.1.2.1, such as screw anchors and expander anchors with a free length.
(3)P Tension members without a free length (such as tension piles) shall be designed using the principles
given in Section 7 ‘Pile foundations’.
(4)P Walls providing fixity for dead-man anchors shall be designed using the principles given in Section 9,
‘Retaining structures’.
(5) This section does not cover the design of soil nails or rock bolts.
8.1.2 Definitions
8.1.2.1
anchor
installation capable of transmitting an applied tensile load through a free length to a load bearing stratum
8.1.2.2
grouted anchor
anchor that uses a bonded length formed of cement grout, resin or similar material to transmit the tensile force
to the ground
NOTE A ‘grouted anchor’ in EN 1997–1 is termed a ‘ground anchor’ in EN 1537.
8.1.2.3
permanent anchor
anchor with a design life which is in excess of two years
8.1.2.4
temporary anchor
anchor with a design life of 2 years or less
8.1.2.5
tendon
part of an anchor that is capable of transmitting the tensile load from the anchor head to the resisting element
in the ground
8.1.2.6
anchor fixed length
designed length of an anchor over which the load is transmitted to the surrounding ground
8.1.2.7
anchor free length
length of the anchor between the anchorage point at the anchor head and the proximal end of the anchor fixed
length
8.1.2.8
tendon bond length for grouted anchors
length of the tendon that is bonded directly to the grout and capable of transmitting the applied tensile load
8.1.2.9
tendon free length
length of the tendon between the anchorage point at the anchor head and the proximal end of the tendon
bond length
8.1.2.10
apparent tendon free length
length of tendon which is estimated to be fully decoupled from the surrounding grout and is calculated from
the load-elastic displacement data following testing
8.1.2.11
investigation test
load test to establish the geotechnical ultimate resistance of an anchor and to determine the characteristics of
the anchor in the working load range
8.1.2.12
suitability test
load test to confirm that a particular anchor design will be adequate in particular ground conditions
8.1.2.13
acceptance test
load test to confirm that an individual anchor conforms with its acceptance criteria
8.2 Limit states
(1)P The following limit states (both individually and in combination) shall be considered for all anchors:
— structural failure of the tendon or anchor head, caused by the applied stresses;
— failure of the connection between the tendon and the resisting element in the ground;
— loss of anchor force and excessive displacements of the anchor head due to creep and relaxation;
— failure or excessive deformation of parts of the anchored structure due to the applied anchor force;
— loss of overall stability of the retained ground and the retaining structure (see Section 11);
— limit states in supported or adjacent structures, including those arising from pre-stressing forces;
— instability or excessive deformation of the zone of ground into which tensile forces from a group of
anchors are to be transferred;
— failure at the interface between the resisting element and the ground.
(2)P In addition to the limit states listed in 8.2(1)P, the following limit states (both individually and in
combination) shall be considered for all grouted anchors:
— failure at the interface between the body of grout and the ground;
— failure of the bond at the interfaces of tendon, encapsulation and grout;
— failure of the bond between the tendon and the grout.
(3) For a group of anchors, the most critical failure surface should be considered.
NOTE Depending on spacing and the profile of ground strength, this can involve displacement of part or all of the
block contained by the anchors, often combined with pull-out of the distal ends of the anchors.
8.3 Design situations and actions
(1)P Design situations shall be selected in accordance with 2.2.
(2)P In addition, consideration shall be given to:
— all pertinent limit states listed in 8.2 and their combinations;
— chemical components of ground or groundwater that can adversely affect the durability of the anchor.
(3)P The design value of the anchor load shall be derived from the design of the anchored structure, taking
into consideration ultimate and serviceability limit states.
8.4 Design and construction considerations
(1)P Anchors shall not be used unless their design and construction have been verified by investigation or
suitability tests in accordance with EN ISO 22477-5 or by comparable experience (as defined in 1.5.2.2) and
have been shown to have the required performance and durability, which have been documented.
(2)P Account shall be taken of the effects of any deformations imposed on adjacent structures when installing
the anchor and by the anchor pre-stress force.
(3) The zone of ground into which tensile forces are to be transferred should be included in site investigations
whenever possible.
(4)P For pre-stressed anchors, the anchor head shall be designed to allow the tendon to be stressed, proof-
loaded and locked-off and, if required, released, de-stressed and re-stressed.
(5)P The anchor head shall be designed to tolerate angular deviations of the anchor force, and to be able to
accommodate deformations that can occur during the design life of the structure.
(6)P Since the effectiveness of an anchor depends on its free leng
...