Environmental testing - Part 3-7: Supporting documentation and guidance - Measurements in temperature chambers for tests A and B (with load)

Provides a uniform and reproducible method of confirming that temperature test chambers conform to the requirements specified in climatic test procedures of IEC 60068-2-1 and IEC 60068-2-2, when loaded with either heat-dissipating or non heat-dissipating specimens under conditions which take into account air circulation inside the working space of the chamber. This standard is destined primarily for users when conducting regular chamber performance monitoring.

Essais d'environnement - Partie 3-7: Documentation d'accompagnement et guide - Mesures dans les chambres d'essai en température pour les essais A et B (avec charge)

Fournit une méthode uniforme et reproductible pour confirmer que les chambres d'essai en température sont conformes aux exigences spécifiées dans les méthodes d'essais climatiques de la CEI 60068-2-1 et de la CEI 60068-2-2 quand elles sont chargées de spécimens dissipateurs d'énergie ou non, avec des conditions qui tiennent compte d'une circulation d'air à l'intérieur de l'espace de travail de la chambre. Cette norme est en premier lieu destinée à aider les utilisateurs lorsqu'ils réalisent des contrôles réguliers des performances de leur chambre d'essai.

General Information

Status
Published
Publication Date
26-Aug-2001
Drafting Committee
MT 16 - TC 104/MT 16
Current Stage
DELPUB - Deleted Publication
Start Date
07-Jul-2020
Completion Date
07-Sep-2018

Relations

Effective Date
05-Sep-2023

Overview

IEC 60068-3-7:2001, titled Environmental testing - Part 3-7: Supporting documentation and guidance - Measurements in temperature chambers for tests A and B (with load), is an international standard developed by the International Electrotechnical Commission (IEC). Its primary purpose is to provide a uniform and reproducible method to confirm that temperature test chambers meet the requirements set by IEC 60068-2-1 (Test A: Cold) and IEC 60068-2-2 (Test B: Dry heat), especially when the chamber is loaded with test specimens. These specimens may be heat-dissipating or non heat-dissipating, and the standard outlines how air circulation within the chamber affects conformity. It is particularly intended for routine performance monitoring by users of environmental test chambers.

Key Topics

The standard addresses the following major aspects relevant to environmental testing and climatic chambers:

  • Test chamber conformity: Methods for ensuring test chambers meet profile and performance specifications as defined by related test procedures.
  • Measurement under load: Guidance on conducting measurements in both loaded and unloaded scenarios, taking into account the effect of heat-dissipating and non heat-dissipating specimens.
  • Air circulation considerations: Emphasizes assessing chamber performance based on air flow within the working space, ensuring that tests reflect actual operating conditions.
  • Methods of confirmation: Procedures for both the initial confirmation and routine verification of chamber performance.
  • Measurement system requirements: Recommendations for the types of sensors (e.g., platinum resistance thermometers, thermocouples), sensor placement, measurement intervals, and recording equipment.
  • Evaluation criteria: Outlines the parameters for acceptable performance, such as temperature fluctuations, gradients, and response times.
  • Reporting: Specifies the information to be included in performance reports, ensuring repeatability and transparency.

Applications

IEC 60068-3-7:2001 is critical for organizations and laboratories involved in:

  • Quality control and calibration of temperature chambers used in environmental and climatic testing of electronic or mechanical components.
  • Routine chamber performance monitoring to ensure compliance with IEC test profiles for cold and dry heat tests.
  • Regulatory and certification testing, where documented proof of chamber conformity is necessary for audits or product certifications.
  • Design and maintenance of environmental chambers, helping manufacturers and service providers specify, install, and service chambers that align with IEC standards.
  • Reliability engineering, supporting validation of operating environments and shelf-life testing in diverse industries including electronics, automotive, aerospace, and telecommunications.

Related Standards

IEC 60068-3-7:2001 works in conjunction with several other key IEC standards, including:

  • IEC 60068-2-1: Environmental testing - Part 2-1: Tests - Test A: Cold
  • IEC 60068-2-2: Environmental testing - Part 2-2: Tests - Test B: Dry heat
  • IEC 60068-3-5: Supporting documentation and guidance - Confirmation of the performance of temperature chambers
  • IEC 60068-3-6: Confirmation of the performance of temperature/humidity chambers
  • IEC 60584-1: Thermocouples - Reference tables
  • IEC 60751: Industrial platinum resistance thermometers

These related standards provide the foundational climatic test procedures and reference measurement methods essential to effective application of IEC 60068-3-7 for environmental testing.


Implementing IEC 60068-3-7:2001 ensures reliable and consistent performance of temperature chambers, aligning testing processes with global best practices in environmental testing and climatic reliability assessment. This fosters confident decision-making and enhances product quality across various industrial sectors.

Buy Documents

Standard

IEC 60068-3-7:2001 - Environmental testing - Part 3-7: Supporting documentation and guidance - Measurements in temperature chambers for tests A and B (with load)

English and French language (19 pages)
sale 15% off
Preview
sale 15% off
Preview
Standard

IEC 60068-3-7:2001 - Environmental testing - Part 3-7: Supporting documentation and guidance - Measurements in temperature chambers for tests A and B (with load)

ISBN:2-8318-5974-3
Release Date:27-Aug-2001
English and French language (19 pages)
sale 15% off
Preview
sale 15% off
Preview

Get Certified

Connect with accredited certification bodies for this standard

IMQ S.p.A. (Certification)

Italian electrical product certification.

ACCREDIA Italy Verified

SLG Prüf- und Zertifizierungs GmbH

German testing and certification body.

DAKKS Germany Verified

UL Solutions

Global safety science company with testing, inspection and certification.

ANAB United States Verified

Sponsored listings

Frequently Asked Questions

IEC 60068-3-7:2001 is a standard published by the International Electrotechnical Commission (IEC). Its full title is "Environmental testing - Part 3-7: Supporting documentation and guidance - Measurements in temperature chambers for tests A and B (with load)". This standard covers: Provides a uniform and reproducible method of confirming that temperature test chambers conform to the requirements specified in climatic test procedures of IEC 60068-2-1 and IEC 60068-2-2, when loaded with either heat-dissipating or non heat-dissipating specimens under conditions which take into account air circulation inside the working space of the chamber. This standard is destined primarily for users when conducting regular chamber performance monitoring.

Provides a uniform and reproducible method of confirming that temperature test chambers conform to the requirements specified in climatic test procedures of IEC 60068-2-1 and IEC 60068-2-2, when loaded with either heat-dissipating or non heat-dissipating specimens under conditions which take into account air circulation inside the working space of the chamber. This standard is destined primarily for users when conducting regular chamber performance monitoring.

IEC 60068-3-7:2001 is classified under the following ICS (International Classification for Standards) categories: 19.040 - Environmental testing; 29.020 - Electrical engineering in general. The ICS classification helps identify the subject area and facilitates finding related standards.

IEC 60068-3-7:2001 has the following relationships with other standards: It is inter standard links to IEC 60068-3-7:2020. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.

IEC 60068-3-7:2001 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.

Standards Content (Sample)


1250( &(,
,17(51$7,21$/( ,(&

,17(51$7,21$/
3UHPLqUHpGLWLRQ
67$1'$5'
)LUVWHGLWLRQ

(VVDLVG
HQYLURQQHPHQW±
3DUWLH
'RFXPHQWDWLRQG¶DFFRPSDJQHPHQWHWJXLGH±
0HVXUHVGDQVOHVFKDPEUHVG¶HVVDL
HQWHPSpUDWXUHSRXUOHVHVVDLV$HW%
DYHFFKDUJH
(QYLURQPHQWDOWHVWLQJ±
3DUW
6XSSRUWLQJGRFXPHQWDWLRQDQGJXLGDQFH±
0HDVXUHPHQWVLQWHPSHUDWXUHFKDPEHUV
IRUWHVWV$DQG% ZLWKORDG
1XPpURGHUpIpUHQFH
5HIHUHQFHQXPEHU
&(,,(&
1XPpURWDWLRQGHVSXEOLFDWLRQV 3XEOLFDWLRQQXPEHULQJ
'HSXLVOHHUMDQYLHUOHVSXEOLFDWLRQVGHOD&(, $V IURP  -DQXDU\  DOO ,(& SXEOLFDWLRQV DUH
VRQWQXPpURWpHVjSDUWLUGH$LQVLOD&(, LVVXHG ZLWK D GHVLJQDWLRQ LQ WKH  VHULHV )RU
GHYLHQWOD&(, H[DPSOH,(&LVQRZUHIHUUHGWRDV,(&
(GLWLRQVFRQVROLGpHV &RQVROLGDWHGHGLWLRQV
/HVYHUVLRQVFRQVROLGpHVGHFHUWDLQHVSXEOLFDWLRQVGHOD 7KH,(&LVQRZSXEOLVKLQJFRQVROLGDWHGYHUVLRQVRILWV
&(,LQFRUSRUDQWOHVDPHQGHPHQWVVRQWGLVSRQLEOHV3DU SXEOLFDWLRQV )RU H[DPSOH HGLWLRQ QXPEHUV  
H[HPSOHOHVQXPpURVG¶pGLWLRQHWLQGLTXHQW DQG UHIHU UHVSHFWLYHO\ WR WKH EDVH SXEOLFDWLRQ
UHVSHFWLYHPHQWODSXEOLFDWLRQGHEDVHODSXEOLFDWLRQGH WKHEDVHSXEOLFDWLRQLQFRUSRUDWLQJDPHQGPHQWDQG
EDVHLQFRUSRUDQWO¶DPHQGHPHQWHWODSXEOLFDWLRQGH WKH EDVH SXEOLFDWLRQ LQFRUSRUDWLQJ DPHQGPHQWV 
EDVHLQFRUSRUDQWOHVDPHQGHPHQWVHW DQG
,QIRUPDWLRQVVXSSOpPHQWDLUHV )XUWKHULQIRUPDWLRQRQ,(&SXEOLFDWLRQV
VXUOHVSXEOLFDWLRQVGHOD&(,
/HFRQWHQXWHFKQLTXHGHVSXEOLFDWLRQVGHOD&(,HVW 7KH WHFKQLFDO FRQWHQW RI ,(& SXEOLFDWLRQV LV NHSW
FRQVWDPPHQWUHYXSDUOD &(, DILQ TX
LO UHIOqWH O
pWDW XQGHUFRQVWDQWUHYLHZE\WKH,(&WKXVHQVXULQJWKDW
DFWXHOGHODWHFKQLTXH'HVUHQVHLJQHPHQWVUHODWLIVj WKH FRQWHQW UHIOHFWV FXUUHQW WHFKQRORJ\ ,QIRUPDWLRQ
FHWWH SXEOLFDWLRQ \ FRPSULV VD YDOLGLWp VRQW GLVSR UHODWLQJ WR WKLV SXEOLFDWLRQ LQFOXGLQJ LWV YDOLGLW\ LV
QLEOHVGDQVOH&DWDORJXHGHVSXEOLFDWLRQVGHOD&(, DYDLODEOH LQ WKH ,(& &DWDORJXH RI SXEOLFDWLRQV
YRLU FLGHVVRXV  HQ SOXV GHV QRXYHOOHV pGLWLRQV VHHEHORZ LQDGGLWLRQWRQHZHGLWLRQVDPHQGPHQWV
DPHQGHPHQWVHWFRUULJHQGD'HVLQIRUPDWLRQVVXUOHV DQGFRUULJHQGD ,QIRUPDWLRQ RQ WKH VXEMHFWV XQGHU
VXMHWVjO¶pWXGHHWO¶DYDQFHPHQWGHVWUDYDX[HQWUHSULV FRQVLGHUDWLRQDQGZRUNLQSURJUHVVXQGHUWDNHQE\WKH
SDUOHFRPLWpG¶pWXGHVTXLDpODERUpFHWWHSXEOLFDWLRQ WHFKQLFDO FRPPLWWHH ZKLFK KDV SUHSDUHG WKLV
DLQVL TXH OD OLVWH GHV SXEOLFDWLRQV SDUXHV VRQW SXEOLFDWLRQDVZHOODVWKHOLVWRISXEOLFDWLRQVLVVXHG
pJDOHPHQWGLVSRQLEOHVSDUO¶LQWHUPpGLDLUHGH LVDOVRDYDLODEOHIURPWKHIROORZLQJ
• 6LWHZHEGHOD&(, ZZZLHFFK • ,(&:HE6LWH ZZZLHFFK
• &DWDORJXHGHVSXEOLFDWLRQVGHOD&(, • &DWDORJXHRI,(&SXEOLFDWLRQV
/HFDWDORJXHHQOLJQHVXUOHVLWHZHEGHOD&(, 7KH RQOLQH FDWDORJXH RQ WKH ,(& ZHE VLWH
ZZZLHFFKFDWOJIKWP YRXVSHUPHWGHIDLUHGHV ZZZLHFFKFDWOJHKWP  HQDEOHV \RX WR VHDUFK
UHFKHUFKHV HQ XWLOLVDQW GH QRPEUHX[ FULWqUHV E\ D YDULHW\ RI FULWHULD LQFOXGLQJ WH[W VHDUFKHV
FRPSUHQDQWGHVUHFKHUFKHVWH[WXHOOHVSDUFRPLWp WHFKQLFDOFRPPLWWHHVDQGGDWHRISXEOLFDWLRQ2Q
G¶pWXGHVRXGDWHGHSXEOLFDWLRQ'HVLQIRUPDWLRQV OLQH LQIRUPDWLRQ LV DOVR DYDLODEOH RQ UHFHQWO\
HQ OLJQH VRQW pJDOHPHQW GLVSRQLEOHV VXU OHV LVVXHG SXEOLFDWLRQV ZLWKGUDZQ DQG UHSODFHG
QRXYHOOHV SXEOLFDWLRQV OHV SXEOLFDWLRQV UHPSOD SXEOLFDWLRQVDVZHOODVFRUULJHQGD
FpHVRXUHWLUpHVDLQVLTXHVXUOHVFRUULJHQGD
• ,(&-XVW3XEOLVKHG
• ,(&-XVW3XEOLVKHG
&H UpVXPp GHV GHUQLqUHV SXEOLFDWLRQV SDUXHV
7KLV VXPPDU\ RI UHFHQWO\ LVVXHG SXEOLFDWLRQV
ZZZLHFFK-3KWP  HVW DXVVL GLVSRQLEOH SDU
ZZZLHFFK-3KWP  LV DOVR DYDLODEOH E\ HPDLO
FRXUULHU pOHFWURQLTXH 9HXLOOH] SUHQGUH FRQWDFW
3OHDVHFRQWDFWWKH&XVWRPHU6HUYLFH&HQWUH VHH
DYHFOH6HUYLFHFOLHQW YRLUFLGHVVRXV SRXUSOXV
EHORZ IRUIXUWKHULQIRUPDWLRQ
G¶LQIRUPDWLRQV
• 6HUYLFHFOLHQWV
• &XVWRPHU6HUYLFH&HQWUH
6L YRXV DYH] GHV TXHVWLRQV DX VXMHW GH FHWWH
,I \RX KDYH DQ\ TXHVWLRQV UHJDUGLQJ WKLV
SXEOLFDWLRQ RX DYH] EHVRLQ GH UHQVHLJQHPHQWV
SXEOLFDWLRQ RU QHHG IXUWKHU DVVLVWDQFH SOHDVH
VXSSOpPHQWDLUHVSUHQH]FRQWDFWDYHFOH6HUYLFH
FRQWDFWWKH&XVWRPHU6HUYLFH&HQWUH
FOLHQWV
(PDLOFXVWVHUY#LHFFK
(PDLO FXVWVHUY#LHFFK
7pO 
7HO 
)D[ 
)D[ 

1250( &(,
,17(51$7,21$/( ,(&

,17(51$7,21$/
3UHPLqUHpGLWLRQ
67$1'$5'
)LUVWHGLWLRQ

(VVDLVG
HQYLURQQHPHQW±
3DUWLH
'RFXPHQWDWLRQG¶DFFRPSDJQHPHQWHWJXLGH±
0HVXUHVGDQVOHVFKDPEUHVG¶HVVDL
HQWHPSpUDWXUHSRXUOHVHVVDLV$HW%
DYHFFKDUJH
(QYLURQPHQWDOWHVWLQJ±
3DUW
6XSSRUWLQJGRFXPHQWDWLRQDQGJXLGDQFH±
0HDVXUHPHQWVLQWHPSHUDWXUHFKDPEHUV
IRUWHVWV$DQG% ZLWKORDG
©,(&'URLWVGHUHSURGXFWLRQUpVHUYpV⎯&RS\ULJKWDOOULJKWVUHVHUYHG
$XFXQHSDUWLHGHFHWWHSXEOLFDWLRQQHSHXWrWUHUHSURGXLWHQL 1RSDUWRIWKLVSXEOLFDWLRQPD\EHUHSURGXFHGRUXWLOL]HGLQ
XWLOLVpHVRXVTXHOTXHIRUPHTXHFHVRLWHWSDUDXFXQSURFpGp DQ\ IRUP RU E\ DQ\ PHDQV HOHFWURQLF RU PHFKDQLFDO
pOHFWURQLTXHRXPpFDQLTXH\FRPSULVODSKRWRFRSLHHWOHV LQFOXGLQJSKRWRFRS\LQJDQGPLFURILOPZLWKRXWSHUPLVVLRQLQ
PLFURILOPVVDQVO
DFFRUGpFULWGHO
pGLWHXU ZULWLQJIURPWKHSXEOLVKHU
,QWHUQDWLRQDO(OHFWURWHFKQLFDO&RPPLVVLRQ UXHGH9DUHPEp*HQHYD6ZLW]HUODQG
7HOHID[ HPDLOLQPDLO#LHFFK ,(&ZHEVLWHKWWSZZZLHFFK
&2'(35,;
&RPPLVVLRQ (OHFWURWHFKQLTXH ,QWHUQDWLRQDOH
.
35,&(&2'(
,QWHUQDWLRQDO (OHFWURWHFKQLFDO &RPPLVVLRQ
3RXUSUL[YRLUFDWDORJXHHQYLJXHXU
)RUSULFHVHHFXUUHQWFDWDORJXH

±± ‹&(,
6200$,5(
$9$17352326
,1752'8&7,21
 'RPDLQHG¶DSSOLFDWLRQ
 5pIpUHQFHVQRUPDWLYHV
 'pILQLWLRQV
 6\VWqPHGHPHVXUH
 7HPSpUDWXUH
 +XPLGLWp
 3RXYRLUpPLVVLIGHVSDURLV
 9LWHVVHGHO¶DLU
 0R\HQG¶HQUHJLVWUHPHQW
 'pWHUPLQDWLRQGHVSHUIRUPDQFHVHQWHPSpUDWXUH
 (QYLURQQHPHQWGHOD]RQHG¶HVVDL
 &KDUJHPHQWGHODFKDPEUHG
HVVDL
 0LVHHQSODFHGHVFDSWHXUVGHWHPSpUDWXUH
 0pWKRGHVG¶HVVDL
 0pWKRGHVSRXUODFRQILUPDWLRQ
 0pWKRGHVGHFRQWU{OHGHURXWLQH
 &ULWqUHG¶pYDOXDWLRQ
 5HQVHLJQHPHQWVjGRQQHUGDQVOHUDSSRUWG¶HVVDLGHSHUIRUPDQFHV
)LJXUH±([HPSOHVGHFKDUJHVDUWLILFLHOOHV
)LJXUH±(PSODFHPHQWGHVFDSWHXUVVLWXpVVXUOHVSDURLV
7DEOHDX±&RQGLWLRQVG¶HVVDL
7DEOHDX±&KDUJHDUWLILFLHOOH±9DOHXUV

‹,(& ±±
&217(176
)25(:25'
,1752'8&7,21
 6FRSH
 1RUPDWLYHUHIHUHQFHV
 'HILQLWLRQV
 0HDVXULQJV\VWHP
 7HPSHUDWXUH
 +XPLGLW\
 :DOOHPLVVLYLW\
 $LUYHORFLW\
 5HFRUGLQJGHYLFH
 'HWHUPLQDWLRQRIWHPSHUDWXUHSHUIRUPDQFHV
 7HVWDUHDHQYLURQPHQW
 &KDPEHUORDGLQJ
 ,QVWDOODWLRQRIWHPSHUDWXUHVHQVRUV
 7HVWSURFHGXUHV
 &RQILUPDWLRQPHWKRGV
 5RXWLQHPRQLWRULQJPHWKRGV
 (YDOXDWLRQFULWHULD
 ,QIRUPDWLRQWREHJLYHQLQWKHSHUIRUPDQFHUHSRUW
)LJXUH±([DPSOHVRIDUWLILFLDOORDGV
)LJXUH±/RFDWLRQRIZDOOVHQVRUV 
7DEOH±7HVWFRQGLWLRQV
7DEOH±$UWLILFLDOORDG9DOXHV

±± ‹&(,
&200,66,21e/(&7527(&+1,48(,17(51$7,21$/(
BBBBBBBBBBBB
(66$,6'¶(19,5211(0(17±
3DUWLH'RFXPHQWDWLRQG¶DFFRPSDJQHPHQWHWJXLGH±
0HVXUHVGDQVOHVFKDPEUHVG¶HVVDLHQWHPSpUDWXUH
SRXUOHVHVVDLV$HW% DYHFFKDUJH
$9$17352326
 /D&(, &RPPLVVLRQ(OHFWURWHFKQLTXH,QWHUQDWLRQDOH HVWXQHRUJDQLVDWLRQPRQGLDOHGHQRUPDOLVDWLRQFRPSRVpH
GHO
HQVHPEOHGHVFRPLWpVpOHFWURWHFKQLTXHVQDWLRQDX[ &RPLWpVQDWLRQDX[GHOD&(, /D&(,DSRXUREMHWGH
IDYRULVHU OD FRRSpUDWLRQ LQWHUQDWLRQDOH SRXU WRXWHV OHV TXHVWLRQV GH QRUPDOLVDWLRQ GDQV OHV GRPDLQHV GH
O
pOHFWULFLWpHWGHO
pOHFWURQLTXH$FHWHIIHWOD&(,HQWUHDXWUHVDFWLYLWpVSXEOLHGHV1RUPHVLQWHUQDWLRQDOHV
/HXUpODERUDWLRQHVWFRQILpHjGHVFRPLWpVG
pWXGHVDX[WUDYDX[GHVTXHOVWRXW&RPLWpQDWLRQDOLQWpUHVVpSDUOH
VXMHWWUDLWpSHXWSDUWLFLSHU/HVRUJDQLVDWLRQVLQWHUQDWLRQDOHVJRXYHUQHPHQWDOHVHWQRQJRXYHUQHPHQWDOHVHQ
OLDLVRQ DYHF OD &(, SDUWLFLSHQW pJDOHPHQW DX[ WUDYDX[ /D &(, FROODERUH pWURLWHPHQW DYHF O
2UJDQLVDWLRQ
,QWHUQDWLRQDOHGH1RUPDOLVDWLRQ ,62 VHORQGHVFRQGLWLRQVIL[pHVSDUDFFRUGHQWUHOHVGHX[RUJDQLVDWLRQV
 /HVGpFLVLRQVRXDFFRUGVRIILFLHOVGHOD&(,FRQFHUQDQWOHVTXHVWLRQVWHFKQLTXHVUHSUpVHQWHQWGDQVODPHVXUH
GXSRVVLEOHXQDFFRUGLQWHUQDWLRQDOVXUOHVVXMHWVpWXGLpVpWDQWGRQQpTXHOHV&RPLWpVQDWLRQDX[LQWpUHVVpV
VRQWUHSUpVHQWpVGDQVFKDTXHFRPLWpG¶pWXGHV
 /HVGRFXPHQWVSURGXLWVVHSUpVHQWHQWVRXVODIRUPHGHUHFRPPDQGDWLRQVLQWHUQDWLRQDOHV,OVVRQWSXEOLpV
FRPPHQRUPHVVSpFLILFDWLRQVWHFKQLTXHVUDSSRUWVWHFKQLTXHVRXJXLGHVHWDJUppVFRPPHWHOVSDUOHV&RPLWpV
QDWLRQDX[
 'DQVOHEXWG
HQFRXUDJHUO
XQLILFDWLRQLQWHUQDWLRQDOHOHV&RPLWpVQDWLRQDX[GHOD&(,V
HQJDJHQWjDSSOLTXHUGH
IDoRQWUDQVSDUHQWHGDQVWRXWHODPHVXUHSRVVLEOHOHV1RUPHVLQWHUQDWLRQDOHVGHOD&(,GDQVOHXUVQRUPHV
QDWLRQDOHV HW UpJLRQDOHV 7RXWH GLYHUJHQFH HQWUH OD QRUPH GH OD &(, HW OD QRUPH QDWLRQDOH RX UpJLRQDOH
FRUUHVSRQGDQWHGRLWrWUHLQGLTXpHHQWHUPHVFODLUVGDQVFHWWHGHUQLqUH
 /D&(,Q¶DIL[pDXFXQHSURFpGXUHFRQFHUQDQWOHPDUTXDJHFRPPHLQGLFDWLRQG¶DSSUREDWLRQHWVDUHVSRQVDELOLWp
Q¶HVWSDVHQJDJpHTXDQGXQPDWpULHOHVWGpFODUpFRQIRUPHjO¶XQHGHVHVQRUPHV
 /¶DWWHQWLRQHVWDWWLUpHVXUOHIDLWTXHFHUWDLQVGHVpOpPHQWVGHODSUpVHQWH1RUPHLQWHUQDWLRQDOHSHXYHQWIDLUH
O¶REMHW GH GURLWV GH SURSULpWp LQWHOOHFWXHOOH RX GH GURLWV DQDORJXHV /D &(, QH VDXUDLW rWUH WHQXH SRXU
UHVSRQVDEOHGHQHSDVDYRLULGHQWLILpGHWHOVGURLWVGHSURSULpWpHWGHQHSDVDYRLUVLJQDOpOHXUH[LVWHQFH
/D1RUPHLQWHUQDWLRQDOH&(,DpWppWDEOLHSDUOHFRPLWpG
pWXGHVGHOD&(,
&RQGLWLRQVFODVVLILFDWLRQHWHVVDLVG¶HQYLURQQHPHQW
/HWH[WHGHFHWWHQRUPHHVWLVVXGHVGRFXPHQWVVXLYDQWV
)',6 5DSSRUWGHYRWH
)',6 59'
/HUDSSRUWGHYRWHLQGLTXpGDQVOHWDEOHDXFLGHVVXVGRQQHWRXWHLQIRUPDWLRQVXUOHYRWHD\DQW
DERXWLjO
DSSUREDWLRQGHFHWWHQRUPH
&HWWHSXEOLFDWLRQDpWpUpGLJpHVHORQOHV'LUHFWLYHV,62&(,3DUWLH
,OFRQYLHQWTXHOD&(,VRLWOXHFRQMRLQWHPHQWDYHFOD&(,HWOD&(,
/HFRPLWpDGpFLGpTXHOHFRQWHQXGHFHWWHSXEOLFDWLRQQHVHUDSDVPRGLILpDYDQW$FHWWH
GDWHODSXEOLFDWLRQVHUD
‡ UHFRQGXLWH
‡ VXSSULPpH
‡ UHPSODFpHSDUXQHpGLWLRQUpYLVpHRX
‡ DPHQGpH
‹,(& ±±
,17(51$7,21$/(/(&7527(&+1,&$/&200,66,21
BBBBBBBBBBBB
(19,5210(17$/7(67,1*±
3DUW6XSSRUWLQJGRFXPHQWDWLRQDQGJXLGDQFH±
0HDVXUHPHQWVLQWHPSHUDWXUHFKDPEHUVIRUWHVWV$DQG% ZLWKORDG
)25(:25'
 7KH,(& ,QWHUQDWLRQDO(OHFWURWHFKQLFDO&RPPLVVLRQ LVDZRUOGZLGHRUJDQL]DWLRQIRUVWDQGDUGL]DWLRQFRPSULVLQJ
DOO QDWLRQDO HOHFWURWHFKQLFDO FRPPLWWHHV ,(& 1DWLRQDO &RPPLWWHHV  7KH REMHFW RI WKH ,(& LV WR SURPRWH
LQWHUQDWLRQDOFRRSHUDWLRQRQDOOTXHVWLRQVFRQFHUQLQJVWDQGDUGL]DWLRQLQWKHHOHFWULFDODQGHOHFWURQLFILHOGV7R
WKLVHQGDQGLQDGGLWLRQWRRWKHUDFWLYLWLHVWKH,(&SXEOLVKHV,QWHUQDWLRQDO6WDQGDUGV7KHLUSUHSDUDWLRQLV
HQWUXVWHG WR WHFKQLFDO FRPPLWWHHV DQ\ ,(& 1DWLRQDO &RPPLWWHH LQWHUHVWHG LQ WKH VXEMHFW GHDOW ZLWK PD\
SDUWLFLSDWHLQWKLVSUHSDUDWRU\ZRUN,QWHUQDWLRQDOJRYHUQPHQWDODQGQRQJRYHUQPHQWDORUJDQL]DWLRQVOLDLVLQJ
ZLWKWKH,(&DOVRSDUWLFLSDWHLQWKLVSUHSDUDWLRQ7KH,(&FROODERUDWHVFORVHO\ZLWKWKH,QWHUQDWLRQDO2UJDQL]DWLRQ
IRU 6WDQGDUGL]DWLRQ ,62  LQ DFFRUGDQFH ZLWK FRQGLWLRQV GHWHUPLQHG E\ DJUHHPHQW EHWZHHQ WKH WZR
RUJDQL]DWLRQV
 7KH IRUPDO GHFLVLRQV RU DJUHHPHQWV RI WKH ,(& RQ WHFKQLFDO PDWWHUV H[SUHVV DV QHDUO\ DV SRVVLEOH DQ
LQWHUQDWLRQDOFRQVHQVXVRIRSLQLRQRQWKHUHOHYDQWVXEMHFWVVLQFHHDFKWHFKQLFDOFRPPLWWHHKDVUHSUHVHQWDWLRQ
IURPDOOLQWHUHVWHG1DWLRQDO&RPPLWWHHV
 7KHGRFXPHQWVSURGXFHGKDYHWKHIRUPRIUHFRPPHQGDWLRQVIRULQWHUQDWLRQDOXVHDQGDUHSXEOLVKHGLQWKHIRUP
RI VWDQGDUGV WHFKQLFDO VSHFLILFDWLRQV WHFKQLFDO UHSRUWV RU JXLGHV DQG WKH\ DUH DFFHSWHG E\ WKH 1DWLRQDO
&RPPLWWHHVLQWKDWVHQVH
 ,QRUGHUWRSURPRWHLQWHUQDWLRQDOXQLILFDWLRQ,(&1DWLRQDO&RPPLWWHHVXQGHUWDNHWRDSSO\,(&,QWHUQDWLRQDO
6WDQGDUGV WUDQVSDUHQWO\ WR WKH PD[LPXP H[WHQW SRVVLEOH LQ WKHLU QDWLRQDO DQG UHJLRQDO VWDQGDUGV $Q\
GLYHUJHQFHEHWZHHQWKH,(&6WDQGDUGDQGWKHFRUUHVSRQGLQJQDWLRQDORUUHJLRQDOVWDQGDUGVKDOOEHFOHDUO\
LQGLFDWHGLQWKHODWWHU
 7KH,(&SURYLGHVQRPDUNLQJSURFHGXUHWRLQGLFDWHLWVDSSURYDODQGFDQQRWEHUHQGHUHGUHVSRQVLEOHIRUDQ\
HTXLSPHQWGHFODUHGWREHLQFRQIRUPLW\ZLWKRQHRILWVVWDQGDUGV
 $WWHQWLRQLVGUDZQWRWKHSRVVLELOLW\WKDWVRPHRIWKHHOHPHQWVRIWKLV,QWHUQDWLRQDO6WDQGDUGPD\EHWKHVXEMHFW
RISDWHQWULJKWV7KH,(&VKDOOQRWEHKHOGUHVSRQVLEOHIRULGHQWLI\LQJDQ\RUDOOVXFKSDWHQWULJKWV
,QWHUQDWLRQDO6WDQGDUG,(&KDVEHHQSUHSDUHGE\,(&WHFKQLFDOFRPPLWWHH
(QYLURQPHQWDOFRQGLWLRQVFODVVLILFDWLRQDQGPHWKRGVRIWHVW
7KHWH[WRIWKLVVWDQGDUGLVEDVHGRQWKHIROORZLQJGRFXPHQWV
)',6 5HSRUWRQYRWLQJ
)',6 59'
)XOOLQIRUPDWLRQRQWKHYRWLQJIRUWKHDSSURYDORIWKLVVWDQGDUGFDQEHIRXQGLQWKHUHSRUWRQ
YRWLQJLQGLFDWHGLQWKHDERYHWDEOH
7KLVSXEOLFDWLRQKDVEHHQGUDIWHGLQDFFRUGDQFHZLWKWKH,62,(&'LUHFWLYHV3DUW
,(&VKRXOGEHUHDGLQFRQMXQFWLRQZLWK,(&DQG,(&
7KHFRPPLWWHHKDVGHFLGHGWKDWWKHFRQWHQWVRIWKLVSXEOLFDWLRQZLOOUHPDLQXQFKDQJHGXQWLO
$WWKLVGDWHWKHSXEOLFDWLRQZLOOEH
• UHFRQILUPHG
• ZLWKGUDZQ
• UHSODFHGE\DUHYLVHGHGLWLRQRU
• DPHQGHG
±± ‹&(,
,1752'8&7,21
/D&(,FRQWLHQWGHVLQIRUPDWLRQVIRQGDPHQWDOHVVXUOHVPpWKRGHVG¶HVVDLG¶HQYLURQQH
PHQWHWOHVVpYpULWpVG¶HVVDL
/¶H[SUHVVLRQ ©FRQGLWLRQQHPHQW FOLPDWLTXHª RX ©HVVDL G¶HQYLURQQHPHQWª FRXYUH OHV
HQYLURQQHPHQWVQDWXUHOVHWDUWLILFLHOVDX[TXHOVOHVFRPSRVDQWVRXOHVPDWpULHOVSHXYHQWrWUH
H[SRVpV GDQV OH EXW TX¶XQH pYDOXDWLRQ GH OHXUV SHUIRUPDQFHV SXLVVH rWUH IDLWH GDQV OHV
FRQGLWLRQVG¶XWLOLVDWLRQGHWUDQVSRUWHWGHVWRFNDJHTX¶LOVSRXUURQWUHQFRQWUHUGDQVODSUDWLTXH
/HVFKDPEUHVG¶HVVDLHQWHPSpUDWXUHXWLOLVpHVSRXUOHV©FRQGLWLRQQHPHQWVFOLPDWLTXHVªRXOHV
©HVVDLVG¶HQYLURQQHPHQWªQHVRQWGpFULWHVGDQVDXFXQHSXEOLFDWLRQDORUVTXHOHVPpWKRGHV
SRXUPDLQWHQLUHWPHVXUHUODWHPSpUDWXUHHWRXO¶KXPLGLWpRQWXQHJUDQGHLPSRUWDQFHVXUOHV
UpVXOWDWV G¶HVVDL /HV FDUDFWpULVWLTXHV SK\VLTXHV GHV FKDPEUHV G¶HVVDL HQ WHPSpUDWXUH
SHXYHQWpJDOHPHQWLQIOXHQFHUOHVUpVXOWDWVG¶HVVDL

‹,(& ±±
,1752'8&7,21
,(&  FRQWDLQV IXQGDPHQWDO LQIRUPDWLRQ RQ HQYLURQPHQWDO WHVWLQJ SURFHGXUHV DQG
VHYHULWLHV
7KHH[SUHVVLRQHQYLURQPHQWDOFRQGLWLRQLQJRUHQYLURQPHQWDOWHVWLQJFRYHUVWKHQDWXUDODQG
DUWLILFLDO HQYLURQPHQWV WR ZKLFK FRPSRQHQWV RU HTXLSPHQW PD\ EH H[SRVHG VR WKDW DQ
DVVHVVPHQWFDQEHPDGHRIWKHLUSHUIRUPDQFHXQGHUFRQGLWLRQVRIXVHWUDQVSRUWDQGVWRUDJH
WRZKLFKWKH\PD\EHH[SRVHGLQSUDFWLFH
7HPSHUDWXUHFKDPEHUVXVHGIRUHQYLURQPHQWDOFRQGLWLRQLQJRUHQYLURQPHQWDOWHVWLQJDUH
QRW GHVFULEHG LQ DQ\ SXEOLFDWLRQ DOWKRXJK WKH PHWKRG RI PDLQWDLQLQJ DQG PHDVXULQJ
WHPSHUDWXUHDQGRUKXPLGLW\KDVJUHDWLQIOXHQFHRQWHVWUHVXOWV7KHSK\VLFDOFKDUDFWHULVWLFVRI
WHPSHUDWXUHFKDPEHUVFDQDOVRLQIOXHQFHWHVWUHVXOWV

±± ‹&(,
(66$,6'¶(19,5211(0(17±
3DUWLH'RFXPHQWDWLRQG¶DFFRPSDJQHPHQWHW
...


1250( &(,
,17(51$7,21$/( ,(&

,17(51$7,21$/
3UHPLqUHpGLWLRQ
67$1'$5'
)LUVWHGLWLRQ

(VVDLVG
HQYLURQQHPHQW±
3DUWLH
'RFXPHQWDWLRQG¶DFFRPSDJQHPHQWHWJXLGH±
0HVXUHVGDQVOHVFKDPEUHVG¶HVVDL
HQWHPSpUDWXUHSRXUOHVHVVDLV$HW%
DYHFFKDUJH
(QYLURQPHQWDOWHVWLQJ±
3DUW
6XSSRUWLQJGRFXPHQWDWLRQDQGJXLGDQFH±
0HDVXUHPHQWVLQWHPSHUDWXUHFKDPEHUV
IRUWHVWV$DQG% ZLWKORDG
1XPpURGHUpIpUHQFH
5HIHUHQFHQXPEHU
&(,,(&
1XPpURWDWLRQGHVSXEOLFDWLRQV 3XEOLFDWLRQQXPEHULQJ

'HSXLVOHHUMDQYLHUOHVSXEOLFDWLRQVGHOD&(, $V IURP  -DQXDU\  DOO ,(& SXEOLFDWLRQV DUH

VRQWQXPpURWpHVjSDUWLUGH$LQVLOD&(, LVVXHG ZLWK D GHVLJQDWLRQ LQ WKH  VHULHV )RU
GHYLHQWOD&(, H[DPSOH,(&LVQRZUHIHUUHGWRDV,(&

(GLWLRQVFRQVROLGpHV &RQVROLGDWHGHGLWLRQV

/HVYHUVLRQVFRQVROLGpHVGHFHUWDLQHVSXEOLFDWLRQVGHOD 7KH,(&LVQRZSXEOLVKLQJFRQVROLGDWHGYHUVLRQVRILWV

&(,LQFRUSRUDQWOHVDPHQGHPHQWVVRQWGLVSRQLEOHV3DU SXEOLFDWLRQV )RU H[DPSOH HGLWLRQ QXPEHUV  

H[HPSOHOHVQXPpURVG¶pGLWLRQHWLQGLTXHQW DQG UHIHU UHVSHFWLYHO\ WR WKH EDVH SXEOLFDWLRQ
UHVSHFWLYHPHQWODSXEOLFDWLRQGHEDVHODSXEOLFDWLRQGH WKHEDVHSXEOLFDWLRQLQFRUSRUDWLQJDPHQGPHQWDQG

EDVHLQFRUSRUDQWO¶DPHQGHPHQWHWODSXEOLFDWLRQGH WKH EDVH SXEOLFDWLRQ LQFRUSRUDWLQJ DPHQGPHQWV 
EDVHLQFRUSRUDQWOHVDPHQGHPHQWVHW DQG
,QIRUPDWLRQVVXSSOpPHQWDLUHV )XUWKHULQIRUPDWLRQRQ,(&SXEOLFDWLRQV
VXUOHVSXEOLFDWLRQVGHOD&(,
/HFRQWHQXWHFKQLTXHGHVSXEOLFDWLRQVGHOD&(,HVW 7KH WHFKQLFDO FRQWHQW RI ,(& SXEOLFDWLRQV LV NHSW
FRQVWDPPHQWUHYXSDUOD &(, DILQ TX
LO UHIOqWH O
pWDW XQGHUFRQVWDQWUHYLHZE\WKH,(&WKXVHQVXULQJWKDW
DFWXHOGHODWHFKQLTXH'HVUHQVHLJQHPHQWVUHODWLIVj WKH FRQWHQW UHIOHFWV FXUUHQW WHFKQRORJ\ ,QIRUPDWLRQ
FHWWH SXEOLFDWLRQ \ FRPSULV VD YDOLGLWp VRQW GLVSR UHODWLQJ WR WKLV SXEOLFDWLRQ LQFOXGLQJ LWV YDOLGLW\ LV
QLEOHVGDQVOH&DWDORJXHGHVSXEOLFDWLRQVGHOD&(, DYDLODEOH LQ WKH ,(& &DWDORJXH RI SXEOLFDWLRQV
YRLU FLGHVVRXV  HQ SOXV GHV QRXYHOOHV pGLWLRQV VHHEHORZ LQDGGLWLRQWRQHZHGLWLRQVDPHQGPHQWV
DPHQGHPHQWVHWFRUULJHQGD'HVLQIRUPDWLRQVVXUOHV DQGFRUULJHQGD ,QIRUPDWLRQ RQ WKH VXEMHFWV XQGHU
VXMHWVjO¶pWXGHHWO¶DYDQFHPHQWGHVWUDYDX[HQWUHSULV FRQVLGHUDWLRQDQGZRUNLQSURJUHVVXQGHUWDNHQE\WKH
SDUOHFRPLWpG¶pWXGHVTXLDpODERUpFHWWHSXEOLFDWLRQ WHFKQLFDO FRPPLWWHH ZKLFK KDV SUHSDUHG WKLV
DLQVL TXH OD OLVWH GHV SXEOLFDWLRQV SDUXHV VRQW SXEOLFDWLRQDVZHOODVWKHOLVWRISXEOLFDWLRQVLVVXHG
pJDOHPHQWGLVSRQLEOHVSDUO¶LQWHUPpGLDLUHGH LVDOVRDYDLODEOHIURPWKHIROORZLQJ
• 6LWHZHEGHOD&(, ZZZLHFFK • ,(&:HE6LWH ZZZLHFFK
• &DWDORJXHGHVSXEOLFDWLRQVGHOD&(, • &DWDORJXHRI,(&SXEOLFDWLRQV
/HFDWDORJXHHQOLJQHVXUOHVLWHZHEGHOD&(, 7KH RQOLQH FDWDORJXH RQ WKH ,(& ZHE VLWH
ZZZLHFFKFDWOJIKWP YRXVSHUPHWGHIDLUHGHV ZZZLHFFKFDWOJHKWP  HQDEOHV \RX WR VHDUFK
UHFKHUFKHV HQ XWLOLVDQW GH QRPEUHX[ FULWqUHV E\ D YDULHW\ RI FULWHULD LQFOXGLQJ WH[W VHDUFKHV
FRPSUHQDQWGHVUHFKHUFKHVWH[WXHOOHVSDUFRPLWp WHFKQLFDOFRPPLWWHHVDQGGDWHRISXEOLFDWLRQ2Q
G¶pWXGHVRXGDWHGHSXEOLFDWLRQ'HVLQIRUPDWLRQV OLQH LQIRUPDWLRQ LV DOVR DYDLODEOH RQ UHFHQWO\
HQ OLJQH VRQW pJDOHPHQW GLVSRQLEOHV VXU OHV LVVXHG SXEOLFDWLRQV ZLWKGUDZQ DQG UHSODFHG
QRXYHOOHV SXEOLFDWLRQV OHV SXEOLFDWLRQV UHPSOD SXEOLFDWLRQVDVZHOODVFRUULJHQGD
FpHVRXUHWLUpHVDLQVLTXHVXUOHVFRUULJHQGD
• ,(&-XVW3XEOLVKHG
• ,(&-XVW3XEOLVKHG
&H UpVXPp GHV GHUQLqUHV SXEOLFDWLRQV SDUXHV
7KLV VXPPDU\ RI UHFHQWO\ LVVXHG SXEOLFDWLRQV
ZZZLHFFK-3KWP  HVW DXVVL GLVSRQLEOH SDU
ZZZLHFFK-3KWP  LV DOVR DYDLODEOH E\ HPDLO
FRXUULHU pOHFWURQLTXH 9HXLOOH] SUHQGUH FRQWDFW
3OHDVHFRQWDFWWKH&XVWRPHU6HUYLFH&HQWUH VHH
DYHFOH6HUYLFHFOLHQW YRLUFLGHVVRXV SRXUSOXV
EHORZ IRUIXUWKHULQIRUPDWLRQ
G¶LQIRUPDWLRQV
• 6HUYLFHFOLHQWV
• &XVWRPHU6HUYLFH&HQWUH
6L YRXV DYH] GHV TXHVWLRQV DX VXMHW GH FHWWH
,I \RX KDYH DQ\ TXHVWLRQV UHJDUGLQJ WKLV
SXEOLFDWLRQ RX DYH] EHVRLQ GH UHQVHLJQHPHQWV
SXEOLFDWLRQ RU QHHG IXUWKHU DVVLVWDQFH SOHDVH
VXSSOpPHQWDLUHVSUHQH]FRQWDFWDYHFOH6HUYLFH
FRQWDFWWKH&XVWRPHU6HUYLFH&HQWUH
FOLHQWV
(PDLOFXVWVHUY#LHFFK
(PDLO FXVWVHUY#LHFFK
7pO 
7HO 
)D[ 
)D[ 

1250( &(,
,17(51$7,21$/( ,(&

,17(51$7,21$/
3UHPLqUHpGLWLRQ
67$1'$5'
)LUVWHGLWLRQ

(VVDLVG
HQYLURQQHPHQW±
3DUWLH
'RFXPHQWDWLRQG¶DFFRPSDJQHPHQWHWJXLGH±
0HVXUHVGDQVOHVFKDPEUHVG¶HVVDL
HQWHPSpUDWXUHSRXUOHVHVVDLV$HW%
DYHFFKDUJH
(QYLURQPHQWDOWHVWLQJ±
3DUW
6XSSRUWLQJGRFXPHQWDWLRQDQGJXLGDQFH±
0HDVXUHPHQWVLQWHPSHUDWXUHFKDPEHUV
IRUWHVWV$DQG% ZLWKORDG
©,(&'URLWVGHUHSURGXFWLRQUpVHUYpV⎯&RS\ULJKWDOOULJKWVUHVHUYHG
$XFXQHSDUWLHGHFHWWHSXEOLFDWLRQQHSHXWrWUHUHSURGXLWHQL 1RSDUWRIWKLVSXEOLFDWLRQPD\EHUHSURGXFHGRUXWLOL]HGLQ
XWLOLVpHVRXVTXHOTXHIRUPHTXHFHVRLWHWSDUDXFXQSURFpGp DQ\ IRUP RU E\ DQ\ PHDQV HOHFWURQLF RU PHFKDQLFDO
pOHFWURQLTXHRXPpFDQLTXH\FRPSULVODSKRWRFRSLHHWOHV LQFOXGLQJSKRWRFRS\LQJDQGPLFURILOPZLWKRXWSHUPLVVLRQLQ
PLFURILOPVVDQVO
DFFRUGpFULWGHO
pGLWHXU ZULWLQJIURPWKHSXEOLVKHU
,QWHUQDWLRQDO(OHFWURWHFKQLFDO&RPPLVVLRQ UXHGH9DUHPEp*HQHYD6ZLW]HUODQG
7HOHID[ HPDLOLQPDLO#LHFFK ,(&ZHEVLWHKWWSZZZLHFFK
&2'(35,;
&RPPLVVLRQ (OHFWURWHFKQLTXH ,QWHUQDWLRQDOH
.
35,&(&2'(
,QWHUQDWLRQDO (OHFWURWHFKQLFDO &RPPLVVLRQ
3RXUSUL[YRLUFDWDORJXHHQYLJXHXU
)RUSULFHVHHFXUUHQWFDWDORJXH

±± ‹&(,
6200$,5(
$9$17352326

,1752'8&7,21

 'RPDLQHG¶DSSOLFDWLRQ

 5pIpUHQFHVQRUPDWLYHV

 'pILQLWLRQV
 6\VWqPHGHPHVXUH
 7HPSpUDWXUH
 +XPLGLWp
 3RXYRLUpPLVVLIGHVSDURLV
 9LWHVVHGHO¶DLU
 0R\HQG¶HQUHJLVWUHPHQW
 'pWHUPLQDWLRQGHVSHUIRUPDQFHVHQWHPSpUDWXUH
 (QYLURQQHPHQWGHOD]RQHG¶HVVDL
 &KDUJHPHQWGHODFKDPEUHG
HVVDL
 0LVHHQSODFHGHVFDSWHXUVGHWHPSpUDWXUH
 0pWKRGHVG¶HVVDL
 0pWKRGHVSRXUODFRQILUPDWLRQ
 0pWKRGHVGHFRQWU{OHGHURXWLQH
 &ULWqUHG¶pYDOXDWLRQ
 5HQVHLJQHPHQWVjGRQQHUGDQVOHUDSSRUWG¶HVVDLGHSHUIRUPDQFHV
)LJXUH±([HPSOHVGHFKDUJHVDUWLILFLHOOHV
)LJXUH±(PSODFHPHQWGHVFDSWHXUVVLWXpVVXUOHVSDURLV
7DEOHDX±&RQGLWLRQVG¶HVVDL
7DEOHDX±&KDUJHDUWLILFLHOOH±9DOHXUV

‹,(& ±±
&217(176
)25(:25'

,1752'8&7,21

 6FRSH

 1RUPDWLYHUHIHUHQFHV

 'HILQLWLRQV

 0HDVXULQJV\VWHP
 7HPSHUDWXUH
 +XPLGLW\
 :DOOHPLVVLYLW\
 $LUYHORFLW\
 5HFRUGLQJGHYLFH
 'HWHUPLQDWLRQRIWHPSHUDWXUHSHUIRUPDQFHV
 7HVWDUHDHQYLURQPHQW
 &KDPEHUORDGLQJ
 ,QVWDOODWLRQRIWHPSHUDWXUHVHQVRUV
 7HVWSURFHGXUHV
 &RQILUPDWLRQPHWKRGV
 5RXWLQHPRQLWRULQJPHWKRGV
 (YDOXDWLRQFULWHULD
 ,QIRUPDWLRQWREHJLYHQLQWKHSHUIRUPDQFHUHSRUW
)LJXUH±([DPSOHVRIDUWLILFLDOORDGV
)LJXUH±/RFDWLRQRIZDOOVHQVRUV 
7DEOH±7HVWFRQGLWLRQV
7DEOH±$UWLILFLDOORDG9DOXHV

±± ‹&(,
&200,66,21e/(&7527(&+1,48(,17(51$7,21$/(

BBBBBBBBBBBB
(66$,6'¶(19,5211(0(17±
3DUWLH'RFXPHQWDWLRQG¶DFFRPSDJQHPHQWHWJXLGH±

0HVXUHVGDQVOHVFKDPEUHVG¶HVVDLHQWHPSpUDWXUH

SRXUOHVHVVDLV$HW% DYHFFKDUJH

$9$17352326
 /D&(, &RPPLVVLRQ(OHFWURWHFKQLTXH,QWHUQDWLRQDOH HVWXQHRUJDQLVDWLRQPRQGLDOHGHQRUPDOLVDWLRQFRPSRVpH
GHO
HQVHPEOHGHVFRPLWpVpOHFWURWHFKQLTXHVQDWLRQDX[ &RPLWpVQDWLRQDX[GHOD&(, /D&(,DSRXUREMHWGH
IDYRULVHU OD FRRSpUDWLRQ LQWHUQDWLRQDOH SRXU WRXWHV OHV TXHVWLRQV GH QRUPDOLVDWLRQ GDQV OHV GRPDLQHV GH
O
pOHFWULFLWpHWGHO
pOHFWURQLTXH$FHWHIIHWOD&(,HQWUHDXWUHVDFWLYLWpVSXEOLHGHV1RUPHVLQWHUQDWLRQDOHV
/HXUpODERUDWLRQHVWFRQILpHjGHVFRPLWpVG
pWXGHVDX[WUDYDX[GHVTXHOVWRXW&RPLWpQDWLRQDOLQWpUHVVpSDUOH
VXMHWWUDLWpSHXWSDUWLFLSHU/HVRUJDQLVDWLRQVLQWHUQDWLRQDOHVJRXYHUQHPHQWDOHVHWQRQJRXYHUQHPHQWDOHVHQ
OLDLVRQ DYHF OD &(, SDUWLFLSHQW pJDOHPHQW DX[ WUDYDX[ /D &(, FROODERUH pWURLWHPHQW DYHF O
2UJDQLVDWLRQ
,QWHUQDWLRQDOHGH1RUPDOLVDWLRQ ,62 VHORQGHVFRQGLWLRQVIL[pHVSDUDFFRUGHQWUHOHVGHX[RUJDQLVDWLRQV
 /HVGpFLVLRQVRXDFFRUGVRIILFLHOVGHOD&(,FRQFHUQDQWOHVTXHVWLRQVWHFKQLTXHVUHSUpVHQWHQWGDQVODPHVXUH
GXSRVVLEOHXQDFFRUGLQWHUQDWLRQDOVXUOHVVXMHWVpWXGLpVpWDQWGRQQpTXHOHV&RPLWpVQDWLRQDX[LQWpUHVVpV
VRQWUHSUpVHQWpVGDQVFKDTXHFRPLWpG¶pWXGHV
 /HVGRFXPHQWVSURGXLWVVHSUpVHQWHQWVRXVODIRUPHGHUHFRPPDQGDWLRQVLQWHUQDWLRQDOHV,OVVRQWSXEOLpV
FRPPHQRUPHVVSpFLILFDWLRQVWHFKQLTXHVUDSSRUWVWHFKQLTXHVRXJXLGHVHWDJUppVFRPPHWHOVSDUOHV&RPLWpV
QDWLRQDX[
 'DQVOHEXWG
HQFRXUDJHUO
XQLILFDWLRQLQWHUQDWLRQDOHOHV&RPLWpVQDWLRQDX[GHOD&(,V
HQJDJHQWjDSSOLTXHUGH
IDoRQWUDQVSDUHQWHGDQVWRXWHODPHVXUHSRVVLEOHOHV1RUPHVLQWHUQDWLRQDOHVGHOD&(,GDQVOHXUVQRUPHV
QDWLRQDOHV HW UpJLRQDOHV 7RXWH GLYHUJHQFH HQWUH OD QRUPH GH OD &(, HW OD QRUPH QDWLRQDOH RX UpJLRQDOH
FRUUHVSRQGDQWHGRLWrWUHLQGLTXpHHQWHUPHVFODLUVGDQVFHWWHGHUQLqUH
 /D&(,Q¶DIL[pDXFXQHSURFpGXUHFRQFHUQDQWOHPDUTXDJHFRPPHLQGLFDWLRQG¶DSSUREDWLRQHWVDUHVSRQVDELOLWp
Q¶HVWSDVHQJDJpHTXDQGXQPDWpULHOHVWGpFODUpFRQIRUPHjO¶XQHGHVHVQRUPHV
 /¶DWWHQWLRQHVWDWWLUpHVXUOHIDLWTXHFHUWDLQVGHVpOpPHQWVGHODSUpVHQWH1RUPHLQWHUQDWLRQDOHSHXYHQWIDLUH
O¶REMHW GH GURLWV GH SURSULpWp LQWHOOHFWXHOOH RX GH GURLWV DQDORJXHV /D &(, QH VDXUDLW rWUH WHQXH SRXU
UHVSRQVDEOHGHQHSDVDYRLULGHQWLILpGHWHOVGURLWVGHSURSULpWpHWGHQHSDVDYRLUVLJQDOpOHXUH[LVWHQFH
/D1RUPHLQWHUQDWLRQDOH&(,DpWppWDEOLHSDUOHFRPLWpG
pWXGHVGHOD&(,
&RQGLWLRQVFODVVLILFDWLRQHWHVVDLVG¶HQYLURQQHPHQW
/HWH[WHGHFHWWHQRUPHHVWLVVXGHVGRFXPHQWVVXLYDQWV
)',6 5DSSRUWGHYRWH
)',6 59'
/HUDSSRUWGHYRWHLQGLTXpGDQVOHWDEOHDXFLGHVVXVGRQQHWRXWHLQIRUPDWLRQVXUOHYRWHD\DQW
DERXWLjO
DSSUREDWLRQGHFHWWHQRUPH
&HWWHSXEOLFDWLRQDpWpUpGLJpHVHORQOHV'LUHFWLYHV,62&(,3DUWLH
,OFRQYLHQWTXHOD&(,VRLWOXHFRQMRLQWHPHQWDYHFOD&(,HWOD&(,
/HFRPLWpDGpFLGpTXHOHFRQWHQXGHFHWWHSXEOLFDWLRQQHVHUDSDVPRGLILpDYDQW$FHWWH
GDWHODSXEOLFDWLRQVHUD
‡ UHFRQGXLWH
‡ VXSSULPpH
‡ UHPSODFpHSDUXQHpGLWLRQUpYLVpHRX
‡ DPHQGpH
‹,(& ±±
,17(51$7,21$/(/(&7527(&+1,&$/&200,66,21

BBBBBBBBBBBB
(19,5210(17$/7(67,1*±
3DUW6XSSRUWLQJGRFXPHQWDWLRQDQGJXLGDQFH±

0HDVXUHPHQWVLQWHPSHUDWXUHFKDPEHUVIRUWHVWV$DQG% ZLWKORDG

)25(:25'
 7KH,(& ,QWHUQDWLRQDO(OHFWURWHFKQLFDO&RPPLVVLRQ LVDZRUOGZLGHRUJDQL]DWLRQIRUVWDQGDUGL]DWLRQFRPSULVLQJ
DOO QDWLRQDO HOHFWURWHFKQLFDO FRPPLWWHHV ,(& 1DWLRQDO &RPPLWWHHV  7KH REMHFW RI WKH ,(& LV WR SURPRWH
LQWHUQDWLRQDOFRRSHUDWLRQRQDOOTXHVWLRQVFRQFHUQLQJVWDQGDUGL]DWLRQLQWKHHOHFWULFDODQGHOHFWURQLFILHOGV7R
WKLVHQGDQGLQDGGLWLRQWRRWKHUDFWLYLWLHVWKH,(&SXEOLVKHV,QWHUQDWLRQDO6WDQGDUGV7KHLUSUHSDUDWLRQLV
HQWUXVWHG WR WHFKQLFDO FRPPLWWHHV DQ\ ,(& 1DWLRQDO &RPPLWWHH LQWHUHVWHG LQ WKH VXEMHFW GHDOW ZLWK PD\
SDUWLFLSDWHLQWKLVSUHSDUDWRU\ZRUN,QWHUQDWLRQDOJRYHUQPHQWDODQGQRQJRYHUQPHQWDORUJDQL]DWLRQVOLDLVLQJ
ZLWKWKH,(&DOVRSDUWLFLSDWHLQWKLVSUHSDUDWLRQ7KH,(&FROODERUDWHVFORVHO\ZLWKWKH,QWHUQDWLRQDO2UJDQL]DWLRQ
IRU 6WDQGDUGL]DWLRQ ,62  LQ DFFRUGDQFH ZLWK FRQGLWLRQV GHWHUPLQHG E\ DJUHHPHQW EHWZHHQ WKH WZR
RUJDQL]DWLRQV
 7KH IRUPDO GHFLVLRQV RU DJUHHPHQWV RI WKH ,(& RQ WHFKQLFDO PDWWHUV H[SUHVV DV QHDUO\ DV SRVVLEOH DQ
LQWHUQDWLRQDOFRQVHQVXVRIRSLQLRQRQWKHUHOHYDQWVXEMHFWVVLQFHHDFKWHFKQLFDOFRPPLWWHHKDVUHSUHVHQWDWLRQ
IURPDOOLQWHUHVWHG1DWLRQDO&RPPLWWHHV
 7KHGRFXPHQWVSURGXFHGKDYHWKHIRUPRIUHFRPPHQGDWLRQVIRULQWHUQDWLRQDOXVHDQGDUHSXEOLVKHGLQWKHIRUP
RI VWDQGDUGV WHFKQLFDO VSHFLILFDWLRQV WHFKQLFDO UHSRUWV RU JXLGHV DQG WKH\ DUH DFFHSWHG E\ WKH 1DWLRQDO
&RPPLWWHHVLQWKDWVHQVH
 ,QRUGHUWRSURPRWHLQWHUQDWLRQDOXQLILFDWLRQ,(&1DWLRQDO&RPPLWWHHVXQGHUWDNHWRDSSO\,(&,QWHUQDWLRQDO
6WDQGDUGV WUDQVSDUHQWO\ WR WKH PD[LPXP H[WHQW SRVVLEOH LQ WKHLU QDWLRQDO DQG UHJLRQDO VWDQGDUGV $Q\
GLYHUJHQFHEHWZHHQWKH,(&6WDQGDUGDQGWKHFRUUHVSRQGLQJQDWLRQDORUUHJLRQDOVWDQGDUGVKDOOEHFOHDUO\
LQGLFDWHGLQWKHODWWHU
 7KH,(&SURYLGHVQRPDUNLQJSURFHGXUHWRLQGLFDWHLWVDSSURYDODQGFDQQRWEHUHQGHUHGUHVSRQVLEOHIRUDQ\
HTXLSPHQWGHFODUHGWREHLQFRQIRUPLW\ZLWKRQHRILWVVWDQGDUGV
 $WWHQWLRQLVGUDZQWRWKHSRVVLELOLW\WKDWVRPHRIWKHHOHPHQWVRIWKLV,QWHUQDWLRQDO6WDQGDUGPD\EHWKHVXEMHFW
RISDWHQWULJKWV7KH,(&VKDOOQRWEHKHOGUHVSRQVLEOHIRULGHQWLI\LQJDQ\RUDOOVXFKSDWHQWULJKWV
,QWHUQDWLRQDO6WDQGDUG,(&KDVEHHQSUHSDUHGE\,(&WHFKQLFDOFRPPLWWHH
(QYLURQPHQWDOFRQGLWLRQVFODVVLILFDWLRQDQGPHWKRGVRIWHVW
7KHWH[WRIWKLVVWDQGDUGLVEDVHGRQWKHIROORZLQJGRFXPHQWV
)',6 5HSRUWRQYRWLQJ
)',6 59'
)XOOLQIRUPDWLRQRQWKHYRWLQJIRUWKHDSSURYDORIWKLVVWDQGDUGFDQEHIRXQGLQWKHUHSRUWRQ
YRWLQJLQGLFDWHGLQWKHDERYHWDEOH
7KLVSXEOLFDWLRQKDVEHHQGUDIWHGLQDFFRUGDQFHZLWKWKH,62,(&'LUHFWLYHV3DUW
,(&VKRXOGEHUHDGLQFRQMXQFWLRQZLWK,(&DQG,(&
7KHFRPPLWWHHKDVGHFLGHGWKDWWKHFRQWHQWVRIWKLVSXEOLFDWLRQZLOOUHPDLQXQFKDQJHGXQWLO
$WWKLVGDWHWKHSXEOLFDWLRQZLOOEH
• UHFRQILUPHG
• ZLWKGUDZQ
• UHSODFHGE\DUHYLVHGHGLWLRQRU
• DPHQGHG
±± ‹&(,
,1752'8&7,21
/D&(,FRQWLHQWGHVLQIRUPDWLRQVIRQGDPHQWDOHVVXUOHVPpWKRGHVG¶HVVDLG¶HQYLURQQH

PHQWHWOHVVpYpULWpVG¶HVVDL

/¶H[SUHVVLRQ ©FRQGLWLRQQHPHQW FOLPDWLTXHª RX ©HVVDL G¶HQYLURQQHPHQWª FRXYUH OHV

HQYLURQQHPHQWVQDWXUHOVHWDUWLILFLHOVDX[TXHOVOHVFRPSRVDQWVRXOHVPDWpULHOVSHXYHQWrWUH

H[SRVpV GDQV OH EXW TX¶XQH pYDOXDWLRQ GH OHXUV SHUIRUPDQFHV SXLVVH rWUH IDLWH GDQV OHV

FRQGLWLRQVG¶XWLOLVDWLRQGHWUDQVSRUWHWGHVWRFNDJHTX¶LOVSRXUURQWUHQFRQWUHUGDQVODSUDWLTXH

/HVFKDPEUHVG¶HVVDLHQWHPSpUDWXUHXWLOLVpHVSRXUOHV©FRQGLWLRQQHPHQWVFOLPDWLTXHVªRXOHV
©HVVDLVG¶HQYLURQQHPHQWªQHVRQWGpFULWHVGDQVDXFXQHSXEOLFDWLRQDORUVTXHOHVPpWKRGHV
SRXUPDLQWHQLUHWPHVXUHUODWHPSpUDWXUHHWRXO¶KXPLGLWpRQWXQHJUDQGHLPSRUWDQFHVXUOHV
UpVXOWDWV G¶HVVDL /HV FDUDFWpULVWLTXHV SK\VLTXHV GHV FKDPEUHV G¶HVVDL HQ WHPSpUDWXUH
SHXYHQWpJDOHPHQWLQIOXHQFHUOHVUpVXOWDWVG¶HVVDL

‹,(& ±±
,1752'8&7,21
,(&  FRQWDLQV IXQGDPHQWDO LQIRUPDWLRQ RQ HQYLURQPHQWDO WHVWLQJ SURFHGXUHV DQG

VHYHULWLHV
7KHH[SUHVVLRQHQYLURQPHQWDOFRQGLWLRQLQJRUHQYLURQPHQWDOWHVWLQJFRYHUVWKHQDWXUDODQG

DUWLILFLDO HQYLURQPHQWV WR ZKLFK FRPSRQHQWV RU HTXLSPHQW PD\ EH H[SRVHG VR WKDW DQ

DVVHVVPHQWFDQEHPDGHRIWKHLUSHUIRUPDQFHXQGHUFRQGLWLRQVRIXVHWUDQVSRUWDQGVWRUDJH

WRZKLFKWKH\PD\EHH[SRVHGLQSUDFWLFH

7HPSHUDWXUHFKDPEHUVXVHGIRUHQYLURQPHQWDOFRQGLWLRQLQJRUHQYLURQPHQWDOWHVWLQJDUH
QRW GHVFULEHG LQ DQ\ SXEOLFDWLRQ DOWKRXJK WKH PHWKRG RI PDLQWDLQLQJ DQG PHDVXULQJ
WHPSHUDWXUHDQGRUKXPLGLW\KDVJUHDWLQIOXHQFHRQWHVWUHVXOWV7KHSK\VLFDOFKDUDFWHULVWLFVRI
WHPSHUDWXUHFKDPEHUVFDQDOVRLQIOXHQFHWHVWUHVXOWV

±± ‹&(,
(66$,6'¶(19,5211(0(17±
3DUWLH'RFXPHQWDWLRQG¶DFFRPSDJQHPHQWHWJXLGH±

0HVXUHVGDQVOHVFKDPEUHV
...

Questions, Comments and Discussion

Ask us and Technical Secretary will try to provide an answer. You can facilitate discussion about the standard in here.

Loading comments...