ASTM F3389/F3389M-21
(Test Method)Standard Test Method for Assessing the Safety of Small Unmanned Aircraft Impacts
Standard Test Method for Assessing the Safety of Small Unmanned Aircraft Impacts
SIGNIFICANCE AND USE
5.1 The test method is intended to be used by sUAS manufacturers, sUAS operators, and CAAs to assess the safety of sUA impacts to people on the ground during operations involving flight over people.
5.2 The test method provides a framework for creating new designs and evaluating existing designs to determine the sUA’s blunt force trauma injury potential to the head or neck, or both, during a collision with a person on the ground.
5.3 Applicants can determine whether to use Methods A, B, C, or D based upon their specific sUA characteristics, flight operations, and CAA requirements. In some cases, sUA with low impact KE below 54 ft-lbf [73 J] may not require rigorous testing to ensure safety to the nonparticipating public and can use Method A. Vehicles with higher impact KEs should conduct impact testing using Method B, Method C, or Method D. Method B is simpler than Method C and, therefore, less costly for the applicant. Method B results may be more conservative since the test setup is more rigid and can result in an increase in the amount of energy transferred during the impact than the injury metrics established using a full ATD. Method C testing is costlier and schedule-intensive, but provides a higher level of certainty of the injury potential of the sUA and is more directly comparable to established automotive injury metrics and injury metrics derived from ATD testing and used by the governing CAA. Method D allows for the direct comparison to energy-based requirement of some CAAs.
5.4 The output of Method A is a verification that the sUA or sUA with mitigation does not exceed the 54 ft-lbf impact KE throughout its flight envelope based upon flight test data as means of obtaining approval for flight over people for Category 2 or 3 operations for the FAA. Other governing CAAs may only require a weight metric or other impact energy metric in lieu of the 54 ft-lbf impact KE.
5.5 The output from Methods B and C is a characterization of the forces (measure...
SCOPE
1.1 This test method is applicable to small unmanned aircraft (sUA) that are limited in the United States in accordance with 14 CFR § 107.3 to be less than 55 lbf. The test method provides a standardized method for assessing the safety of sUA impacts with a person on the ground. Results from testing using Methods A, B, C, or D are intended to be used to support an applicant in obtaining permission from the governing Civil Aviation Authority (CAA) for flight over people. Approval of reports for the conduct of tests and the decision to grant permission rests with the governing CAA based upon adherence to the methodologies outlined in this test method.
1.2 This test method is based on methods researched by the FAA Center of Excellence for Unmanned Aircraft Systems (UAS) supported by the Alliance for System Safety of UAS through Research Excellence (ASSURE). These methods expand on extensive research and testing conducted by the automotive industry to support quantitative automotive passenger safety standards and testing and test data on sUA collected by ASSURE.
1.3 The purpose of this test method is to define a method to establish confidence in the overall injury potential of a particular sUA configuration under probable failure conditions. This testing is not meant to simulate the worst possible impact for the most conservative set of the population. It is expected that CAAs should determine what injury thresholds are acceptable under their public policy and determine operational limitations for various operations by using the data from this testing in conjunction with the specific concept of operations proposed by the applicant.
1.4 The test method provides four methods for evaluating the potential for impact injury: a simple analytical method, a simplified test, a more rigorous test, and a test method normed to approximate energy transfer values with appropriate safety margins applied to each approach to address...
General Information
- Status
- Published
- Publication Date
- 31-Aug-2021
- Technical Committee
- F38 - Unmanned Aircraft Systems
- Drafting Committee
- F38.01 - Airworthiness
Relations
- Effective Date
- 01-Jan-2020
- Effective Date
- 01-Feb-2019
- Effective Date
- 01-May-2018
- Effective Date
- 01-Nov-2016
- Effective Date
- 01-Apr-2016
- Effective Date
- 15-Sep-2015
- Effective Date
- 01-May-2015
- Effective Date
- 01-Mar-2015
- Effective Date
- 01-Dec-2014
Overview
ASTM F3389/F3389M-21 is the internationally recognized standard test method for assessing the safety of small unmanned aircraft (sUA) impacts. Developed by ASTM Committee F38 on Unmanned Aircraft Systems, this standard provides authorities, manufacturers, and operators a reliable framework to evaluate the injury risk posed by small unmanned aircraft systems (sUAS) during flight over people. The methodology supports regulatory compliance for operations in accordance with 14 CFR § 107.3 and is often leveraged for regulatory approval from Civil Aviation Authorities (CAA) for sUA flight over people in various international jurisdictions.
Key Topics
- Scope of Applicability: The standard applies to sUA weighing less than 55 lbs (25 kg) as per U.S. regulations, but it is widely referenced internationally for similar operational classes.
- Test Methods: ASTM F3389/F3389M-21 details four test options:
- Method A: Analytical evaluation using sUA mass and operational characteristics to ensure kinetic energy (KE) at ground impact remains below a safety threshold (e.g., 54 ft-lbf/73 J).
- Method B: Instrumented headform impact testing, suitable for sUA above the Method A threshold but generally excluding foam-built fixed-wing aircraft.
- Method C: Rigorous testing involving instrumented test dummies, based on established automotive injury metrics.
- Method D: Comparison-based impact testing, aligning results with specified energy transfer requirements used by some regulatory authorities.
- Injury Metrics: Assessment focuses primarily on head and neck injury potential, using criteria such as peak acceleration and neck injury values. These are benchmarked against referenced automotive safety standards.
- Operational Limitations: Offers guidance on determining maximum allowable sUA speeds and altitudes to mitigate impact risk.
Applications
ASTM F3389/F3389M-21 is critical for:
- sUAS Manufacturers & Designers: Ensuring new sUA designs meet safety thresholds prior to market entry.
- sUAS Operators: Preparing evidence for operational waiver requests or regulatory submissions, especially regarding flight over people.
- Civil Aviation Authorities (CAA): Evaluating applications using a standardized, objective approach to determine if a particular sUA configuration is safe for operations over nonparticipants.
- Safety Evaluations: Comparing sUA configurations under probable failure conditions and quantifying their injury potential using recognized injury criteria.
- Mitigation Validation: Assessing the effectiveness of safety features such as parachutes or structural design modifications intended to reduce impact energy.
- Compliance & Certification: Providing the quantitative basis for compliance with FAA, EASA, or other national regulatory frameworks regarding sUA operations over people.
Related Standards
- ASTM F2910: Specification for Design and Construction of a Small Unmanned Aircraft System (sUAS).
- ASTM F3298: Design, Construction, and Verification of Lightweight Unmanned Aircraft Systems.
- ASTM F3322: sUAS Parachute Specification.
- ASTM F3060 / F3341: Terminology for Aircraft and UAS.
- FMVSS 208 / 49 CFR 571.208: Federal Motor Vehicle Safety Standards – Occupant Crash Protection.
- SAE J211/1, J211/2: Impact Test Instrumentation Standards.
- 14 CFR 107.3: U.S. Federal definitions and operating limitations for small unmanned aircraft.
- UN Regulation No. 94: International vehicle occupant protection protocols relevant for comparative injury risk measures.
Practical Value
By following ASTM F3389/F3389M-21, organizations can:
- Streamline regulatory pathways for approving sUA flights over people, expediting time-to-market or operational authorization.
- Demonstrate due diligence in design and operational safety, supporting organizational risk management programs.
- Offer a competitive advantage by providing quantitative injury risk data to customers and regulators.
- Support international operations with harmonized, evidence-based safety documentation readily accepted by multiple regulatory bodies.
Using ASTM F3389/F3389M-21 ensures that sUAS impact safety assessment is consistent, data-driven, and aligned with global best practices for public safety.
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Frequently Asked Questions
ASTM F3389/F3389M-21 is a standard published by ASTM International. Its full title is "Standard Test Method for Assessing the Safety of Small Unmanned Aircraft Impacts". This standard covers: SIGNIFICANCE AND USE 5.1 The test method is intended to be used by sUAS manufacturers, sUAS operators, and CAAs to assess the safety of sUA impacts to people on the ground during operations involving flight over people. 5.2 The test method provides a framework for creating new designs and evaluating existing designs to determine the sUA’s blunt force trauma injury potential to the head or neck, or both, during a collision with a person on the ground. 5.3 Applicants can determine whether to use Methods A, B, C, or D based upon their specific sUA characteristics, flight operations, and CAA requirements. In some cases, sUA with low impact KE below 54 ft-lbf [73 J] may not require rigorous testing to ensure safety to the nonparticipating public and can use Method A. Vehicles with higher impact KEs should conduct impact testing using Method B, Method C, or Method D. Method B is simpler than Method C and, therefore, less costly for the applicant. Method B results may be more conservative since the test setup is more rigid and can result in an increase in the amount of energy transferred during the impact than the injury metrics established using a full ATD. Method C testing is costlier and schedule-intensive, but provides a higher level of certainty of the injury potential of the sUA and is more directly comparable to established automotive injury metrics and injury metrics derived from ATD testing and used by the governing CAA. Method D allows for the direct comparison to energy-based requirement of some CAAs. 5.4 The output of Method A is a verification that the sUA or sUA with mitigation does not exceed the 54 ft-lbf impact KE throughout its flight envelope based upon flight test data as means of obtaining approval for flight over people for Category 2 or 3 operations for the FAA. Other governing CAAs may only require a weight metric or other impact energy metric in lieu of the 54 ft-lbf impact KE. 5.5 The output from Methods B and C is a characterization of the forces (measure... SCOPE 1.1 This test method is applicable to small unmanned aircraft (sUA) that are limited in the United States in accordance with 14 CFR § 107.3 to be less than 55 lbf. The test method provides a standardized method for assessing the safety of sUA impacts with a person on the ground. Results from testing using Methods A, B, C, or D are intended to be used to support an applicant in obtaining permission from the governing Civil Aviation Authority (CAA) for flight over people. Approval of reports for the conduct of tests and the decision to grant permission rests with the governing CAA based upon adherence to the methodologies outlined in this test method. 1.2 This test method is based on methods researched by the FAA Center of Excellence for Unmanned Aircraft Systems (UAS) supported by the Alliance for System Safety of UAS through Research Excellence (ASSURE). These methods expand on extensive research and testing conducted by the automotive industry to support quantitative automotive passenger safety standards and testing and test data on sUA collected by ASSURE. 1.3 The purpose of this test method is to define a method to establish confidence in the overall injury potential of a particular sUA configuration under probable failure conditions. This testing is not meant to simulate the worst possible impact for the most conservative set of the population. It is expected that CAAs should determine what injury thresholds are acceptable under their public policy and determine operational limitations for various operations by using the data from this testing in conjunction with the specific concept of operations proposed by the applicant. 1.4 The test method provides four methods for evaluating the potential for impact injury: a simple analytical method, a simplified test, a more rigorous test, and a test method normed to approximate energy transfer values with appropriate safety margins applied to each approach to address...
SIGNIFICANCE AND USE 5.1 The test method is intended to be used by sUAS manufacturers, sUAS operators, and CAAs to assess the safety of sUA impacts to people on the ground during operations involving flight over people. 5.2 The test method provides a framework for creating new designs and evaluating existing designs to determine the sUA’s blunt force trauma injury potential to the head or neck, or both, during a collision with a person on the ground. 5.3 Applicants can determine whether to use Methods A, B, C, or D based upon their specific sUA characteristics, flight operations, and CAA requirements. In some cases, sUA with low impact KE below 54 ft-lbf [73 J] may not require rigorous testing to ensure safety to the nonparticipating public and can use Method A. Vehicles with higher impact KEs should conduct impact testing using Method B, Method C, or Method D. Method B is simpler than Method C and, therefore, less costly for the applicant. Method B results may be more conservative since the test setup is more rigid and can result in an increase in the amount of energy transferred during the impact than the injury metrics established using a full ATD. Method C testing is costlier and schedule-intensive, but provides a higher level of certainty of the injury potential of the sUA and is more directly comparable to established automotive injury metrics and injury metrics derived from ATD testing and used by the governing CAA. Method D allows for the direct comparison to energy-based requirement of some CAAs. 5.4 The output of Method A is a verification that the sUA or sUA with mitigation does not exceed the 54 ft-lbf impact KE throughout its flight envelope based upon flight test data as means of obtaining approval for flight over people for Category 2 or 3 operations for the FAA. Other governing CAAs may only require a weight metric or other impact energy metric in lieu of the 54 ft-lbf impact KE. 5.5 The output from Methods B and C is a characterization of the forces (measure... SCOPE 1.1 This test method is applicable to small unmanned aircraft (sUA) that are limited in the United States in accordance with 14 CFR § 107.3 to be less than 55 lbf. The test method provides a standardized method for assessing the safety of sUA impacts with a person on the ground. Results from testing using Methods A, B, C, or D are intended to be used to support an applicant in obtaining permission from the governing Civil Aviation Authority (CAA) for flight over people. Approval of reports for the conduct of tests and the decision to grant permission rests with the governing CAA based upon adherence to the methodologies outlined in this test method. 1.2 This test method is based on methods researched by the FAA Center of Excellence for Unmanned Aircraft Systems (UAS) supported by the Alliance for System Safety of UAS through Research Excellence (ASSURE). These methods expand on extensive research and testing conducted by the automotive industry to support quantitative automotive passenger safety standards and testing and test data on sUA collected by ASSURE. 1.3 The purpose of this test method is to define a method to establish confidence in the overall injury potential of a particular sUA configuration under probable failure conditions. This testing is not meant to simulate the worst possible impact for the most conservative set of the population. It is expected that CAAs should determine what injury thresholds are acceptable under their public policy and determine operational limitations for various operations by using the data from this testing in conjunction with the specific concept of operations proposed by the applicant. 1.4 The test method provides four methods for evaluating the potential for impact injury: a simple analytical method, a simplified test, a more rigorous test, and a test method normed to approximate energy transfer values with appropriate safety margins applied to each approach to address...
ASTM F3389/F3389M-21 is classified under the following ICS (International Classification for Standards) categories: 49.020 - Aircraft and space vehicles in general. The ICS classification helps identify the subject area and facilitates finding related standards.
ASTM F3389/F3389M-21 has the following relationships with other standards: It is inter standard links to ASTM F3060-20, ASTM F3298-19, ASTM F3298-18, ASTM F3060-16a, ASTM F3060-16, ASTM F3060-15b, ASTM F3060-15a, ASTM F3060-15, ASTM F3060-14. Understanding these relationships helps ensure you are using the most current and applicable version of the standard.
ASTM F3389/F3389M-21 is available in PDF format for immediate download after purchase. The document can be added to your cart and obtained through the secure checkout process. Digital delivery ensures instant access to the complete standard document.
Standards Content (Sample)
This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
Designation: F3389/F3389M − 21
Standard Test Method for
Assessing the Safety of Small Unmanned Aircraft Impacts
ThisstandardisissuedunderthefixeddesignationF3389/F3389M;thenumberimmediatelyfollowingthedesignationindicatestheyear
of original adoption or, in the case of revision, the year of last revision.Anumber in parentheses indicates the year of last reapproval.
A superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope 1.5 The applicant should understand the actual operating
characteristicsoftheirsUAbeforestartingtheprocessoutlined
1.1 This test method is applicable to small unmanned
in this test method. It is assumed that the applicant is able to
aircraft (sUA) that are limited in the United States in accor-
substantiate the most probable, worst-case (MPWC) impact
dance with 14 CFR § 107.3 to be less than 55 lbf. The test
orientationofthesUA;typicalandmaximumoperatingheights
methodprovidesastandardizedmethodforassessingthesafety
and speeds; and terminal velocity of their sUAas a function of
of sUA impacts with a person on the ground. Results from
altitude to compare the results of the impact analysis with the
testing using MethodsA, B, C, or D are intended to be used to
proposedoperationforthesUA.Thistestmethodisintendedto
support an applicant in obtaining permission from the govern-
supplement the verification requirements of Specification
ing Civil Aviation Authority (CAA) for flight over people.
Approval of reports for the conduct of tests and the decision to F3298 and Specification F3322, as well as a supplement to
grant permission rests with the governing CAA based upon Specification F2910. This test method should not be used as a
adherence to the methodologies outlined in this test method.
stand-alone document without consideration of other ASTM
UAS standards.
1.2 This test method is based on methods researched by the
FAA Center of Excellence for Unmanned Aircraft Systems
1.6 These methods assume that a blunt force head impact is
(UAS) supported by the Alliance for System Safety of UAS
the most likely injury mechanism leading to serious injury or
through Research Excellence (ASSURE). These methods ex-
fatalities. The level of blunt force injury to the head may be
pand on extensive research and testing conducted by the
adjusted for various applications (such as sUA operations
automotiveindustrytosupportquantitativeautomotivepassen-
around first responders with helmets) and compared with the
ger safety standards and testing and test data on sUAcollected
amount of force or load factor that the sUAtransfers during a
by ASSURE.
collision.
1.3 The purpose of this test method is to define a method to
1.7 Method B is not appropriate for foam-built fixed-wing
establish confidence in the overall injury potential of a particu-
sUAdue to the stiffness of the FAAHybrid IIIATD Head and
lar sUA configuration under probable failure conditions. This
Neck. Until a different impactor can be developed for Method
testing is not meant to simulate the worst possible impact for
B, these sUA should use Method C or D for evaluation.
the most conservative set of the population. It is expected that
CAAs should determine what injury thresholds are acceptable
1.8 Units—The values stated in either International System
under their public policy and determine operational limitations
(SI) units or inch-pound units are to be regarded separately as
for various operations by using the data from this testing in
standard. The values stated in each system are not necessarily
conjunction with the specific concept of operations proposed
exact equivalents; therefore, to ensure conformance with the
by the applicant.
standard,eachsystemshallbeusedindependentlyoftheother,
1.4 The test method provides four methods for evaluating
and values from the two systems shall not be combined.
the potential for impact injury: a simple analytical method, a
1.9 This standard does not purport to address all of the
simplified test, a more rigorous test, and a test method normed
safety concerns, if any, associated with its use. It is the
to approximate energy transfer values with appropriate safety
responsibility of the user of this standard to establish appro-
margins applied to each approach to address uncertainty in
priate safety, health, and environmental practices and deter-
each of the approaches.
mine the applicability of regulatory limitations prior to use.
1.10 This international standard was developed in accor-
1 dance with internationally recognized principles on standard-
This test method is under the jurisdiction of ASTM Committee F38 on
UnmannedAircraftSystemsandisthedirectresponsibilityofSubcommitteeF38.01
ization established in the Decision on Principles for the
on Airworthiness.
Development of International Standards, Guides and Recom-
Current edition approved Sept. 1, 2021. Published November 2021. Originally
mendations issued by the World Trade Organization Technical
approved in 2020. Last previous edition approved in 2020 as F3389/F3389M–20.
DOI: 10.1520/F3389_F3389M-21. Barriers to Trade (TBT) Committee.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
F3389/F3389M − 21
2. Referenced Documents Terminology Standard, and F3060,AircraftTerminology Stan-
2 dard. Terminology that is unique to this test method is defined
2.1 ASTM Standards:
in this section.
F2910Specification for Design and Construction of a Small
Unmanned Aircraft System (sUAS) 3.2 This test method uses terminology contained in Speci-
F3060Terminology for Aircraft
fication F3298 and Specification F3322. These terms are not
F3298Specification for Design, Construction, and Verifica- duplicated in this test method.
tion of Lightweight Unmanned Aircraft Systems (UAS)
3.3 Definitions of Terms Specific to This Standard:
F3322Specification for Small Unmanned Aircraft System
3.3.1 critical speed for Method D—the critical speed for
(sUAS) Parachutes
Method D testing varies from the definition in Terminology
F3341/F3341MTerminology for Unmanned Aircraft Sys-
F3341/F3341M. The critical speed for Method D testing is
tems
either the highest ground speed achievable in powered flight,
2.2 Code of Federal Regulations:
including the proposed environmental conditions (that is,
14 CFR § 107.3Definitions
wind),orthemaximumresultantspeedbasedonanunpowered
49 CFR Section 571.208Occupant crash protection
free-fall from the maximum attainable altitude, whichever is
49 CFR Part 572 Subpart EAnthropomorphic Test Devices
higher.Ifparachutesareusedasamitigation,thecriticalspeed
Subpart E - Hybrid III Test Dummy (§§ 572.30 - 572.36)
is defined in Annex A1.
2.3 FAA Documents:
3.4 Acronyms and Abbreviations:
DOT/FAA/AR-09/41Neck Injury Criteria for Side-Facing
3.4.1 AIS—abbreviated injury scale
Aircraft Seats
FAA AC 25.562-1 Rev BDynamic Evaluation of Seat
3.4.2 ARC—advisory rulemaking committee
Restraint Systems and Occupant Protection on Transport
3.4.3 ASSURE—Alliance for System Safety of UAS
Airplanes
through Research Excellence
FAA Docket Number FAA-2018-1087Operation of Small
3.4.4 ATD—anthropomorphic test device; a crash test
Unmanned Aircraft Systems Over People
dummy
2.4 NHTSA Standards:
FMVSS 208Federal Motor Vehicle Safety Standard 208 - 3.4.5 CAA—civil aviation authority
Defined in 49 CFR Part 571.208
3.4.6 CFC—channel frequency class
th
TP-208-14 Appendix A Part 572E (50 Male)Dummy
3.4.7 CONOPS—concept of operations
Performance Calibration Test Procedure
3.4.8 DAQ—data acquisition
2.5 SAE Standards:
SAE J211/1Instrumentation for Impact Test—Part 1: Elec-
3.4.9 IARV—injury assessment reference values
tronic Instrumentation
3.4.10 KE—kinetic energy
SAE J211/2Instrumentation for Impact Test—Part 2: Pho-
3.4.11 MPWC—most probable, worst case
tographic Instrumentation
SAE J1727Calculation Guidelines for Impact Testing
3.4.12 NHTSA—National Highway Traffic Safety Adminis-
SAE J1733Sign Convention for Vehicle Crash Testing
tration
2.6 UN Regulation:
3.4.13 NIAR—National Institute for Aviation Research at
UN Regulation No. 94Occupant Protection in Frontal Col-
Wichita State University
lisions: Uniform Provisions Concerning the Approval of
3.4.14 N —neck injury criteria
Vehicles with regard to the Protection of the Occupants in ij
the Event of a Frontal Collision
3.4.15 NPRM—notice of proposed rulemaking
3.4.16 OEM—original equipment manufacturer
3. Terminology
3.4.17 PMHS—post mortem human surrogate
3.1 Unique and Common Terminology—Terminology used
in multiple standards is defined in F3341/F3341M, UAS 3.4.18 PPE—personal protective equipment
3.4.19 sUA—small unmanned aircraft; the flying aircraft
only
For referenced ASTM standards, visit the ASTM website, www.astm.org, or
contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
3.4.20 sUAS—small unmanned aircraft system; an sUAand
Standards volume information, refer to the standard’s Document Summary page on
itsassociatedelements(includingcommunicationlinksandthe
the ASTM website.
Available from U.S. Government Publishing Office (GPO), 732 N. Capitol St.,
components that control the sUA) that are required for the safe
NW, Washington, DC 20401, http://www.gpo.gov.
and efficient operation of the sUA in a national airspace
Available from Federal Aviation Administration (FAA), 800 Independence
system.
Ave., SW, Washington, DC 20591, http://www.faa.gov.
Available from National Highway Traffic Safety Administration (NHTSA),
3.4.21 UAH—The University of Alabama in Huntsville
1200 New Jersey Ave., SE, Washington, DC 20590; described in http://
www.nhtsa.gov/cars/rules/import/FMVSS/#SN208.
AvailablefromSAEInternational(SAE),400CommonwealthDr.,Warrendale, 4. Summary of Test Method
PA 15096, http://www.sae.org.
4.1 This test method describes four methods for assessment
Available from GlobalAutoRegs, https://globalautoregs.com/rules/105-
occupant-protection-in-frontal-collisions. of the safety of an sUA to assess injury potential associated
F3389/F3389M − 21
with an impact. The applicant can choose the method that is low impact KE below 54 ft-lbf [73J] may not require rigorous
appropriatefortheirsUAbasedonmassandspeed,orbasedon testing to ensure safety to the nonparticipating public and can
the rigor required. use Method A. Vehicles with higher impact KEs should
conduct impact testing using Method B, Method C, or Method
4.2 Method A requires the applicant to use the sUA mass
D. Method B is simpler than Method C and, therefore, less
and operating characteristics to define an operating envelope
costly for the applicant. Method B results may be more
that shall keep the sUA below a safe KE threshold. This is
conservative since the test setup is more rigid and can result in
intended for lightweight or slow falling sUAthat present little
an increase in the amount of energy transferred during the
or no risk to the public.
impact than the injury metrics established using a full ATD.
4.3 Method B uses an instrumented ATD head form and
Method C testing is costlier and schedule-intensive, but pro-
requires the applicant to conduct a series of impact tests using
vides a higher level of certainty of the injury potential of the
the sUA. Impacts are conducted at the MPWC impact
sUAandismoredirectlycomparabletoestablishedautomotive
orientation, which is determined through a combination of
injurymetricsandinjurymetricsderivedfromATDtestingand
engineering judgment and experiments. The test allows a
used by the governing CAA. Method D allows for the direct
characterizationoftheaccelerationsthatmaybeexperiencedat
comparison to energy-based requirement of some CAAs.
impact as a function of sUAKE.Asafe threshold value of KE
5.4 The output of MethodAis a verification that the sUAor
is identified using a level of acceleration that corresponds to a
sUA with mitigation does not exceed the 54 ft-lbf impact KE
low risk of an AIS3 skull fracture. The weight limit for this
throughout its flight envelope based upon flight test data as
method is 8 lbf for sUA and larger sUA up to 55 lbf being
meansofobtainingapprovalforflightoverpeopleforCategory
tested at parachute speeds. Method B is not appropriate for the
2 or 3 operations for the FAA. Other governing CAAs may
testingoffoamfixed-wingsUAduetotheincreasedrigidityof
only require a weight metric or other impact energy metric in
the test setup.
lieu of the 54 ft-lbf impact KE.
4.4 Method C uses an instrumented ATD and requires
5.5 The output from Methods B and C is a characterization
impacts at multiple energies and three different impact angles.
of the forces (measured in acceleration of the head form or
Data is collected that give insight to possible head and neck
ATD) expected during an MPWC head impact as a function of
injuries based on FMVSS 208. These test results can be
sUA KE. For Method B, this result is compared to the
compared to automotive injury risk metrics associated with
minimum impact energy resulting in a skull fracture based
30% probability of an AIS 3 or greater injury or against
solely upon peak acceleration to determine the impact KE
defined injury metrics developed and used by the governing
associated with this injury based upon energy transfer. Method
CAA. The weight limit for this method is 8 lbf for sUA and
C testing is more rigorous and may be correlated to other
larger sUA up to 55 lbf being tested at parachute speeds.
standards for both head and neck injury (such as the FMVSS
4.5 Method D uses an instrumented ATD head form and
208 or other automotive standards) to determine whether the
neck and requires the applicant to conduct a series of impact
sUA is sufficiently safe to operate in Category 2 and 3
tests using the sUA and a rigid object. Impacts are conducted
Operations. By evaluating sUAKE in the MPWC orientation
in three different trajectories with respect to the ATD head
and a variety of ATD impacts, the applicant should assess the
usingtheMPWCorientation.MPWCorientationisdetermined
sUA for injury potential using the governing CAA injury
based on analysis of the CONOPS and potential failure modes
thresholds. The limiting impact KE may establish the opera-
of the aircraft. If parachutes are used as a mitigation, the
tional limits that correspond to that specific value. This test
MPWC should be determined with the mitigation applied.The
method proposes the use of the standards called out in the
test results of the sUA are compared with the head injury
ASSURE impact tests conducted as part of Task A14.
criteria (HIC ), peak acceleration, the N neck injury criteria,
15 ij
5.6 TheoutputfromMethodDisaverificationthatthesUA
and neck compression results for rigid object impacts at each
does not exceed the comparison metrics associated with the
orientation. This method allows the tailoring to an energy
transfer of energy resulting from the impact of a rigid object at
transfer requirement, which may be requested by some CAAs.
aspecifiedimpactKEfortherigidimpactor.TheimpactKEof
the rigid impactor is determined by the CAA for different
5. Significance and Use
categories of operations over people. For example, an sUA
5.1 The test method is intended to be used by sUAS meets this standard if its impact test results are lower than the
manufacturers, sUAS operators, and CAAs to assess the safety rigid object test results.
of sUA impacts to people on the ground during operations
5.7 Outputs from Methods A, B, C, and D may be used in
involving flight over people.
conjunction with governing CAA’s metrics for certifying the
sUA for flight over people.
5.2 The test method provides a framework for creating new
designsandevaluatingexistingdesignstodeterminethesUA’s
bluntforcetraumainjurypotentialtotheheadorneck,orboth,
Mertz, H. J., “Biofidelity of the Hybrid III Head,” SAE Technical Paper
during a collision with a person on the ground.
851245, 1985.
Arterburn,D.,Olivares,G.,Bolte,J.,Prabhu,R.,Duma,S.,FinalReportforthe
5.3 Applicants can determine whether to use MethodsA, B,
FAA UAS Center of Excellence Task A14: UAS Ground Collision Severity
C, or D based upon their specific sUA characteristics, flight
Evaluation 2017-2019, prepared for the FAA under Grant # 15-C-UAS-UAH-07,
operations, and CAA requirements. In some cases, sUA with September 2017.
F3389/F3389M − 21
6. Apparatus 7. Hazards
7.1 This test method involves impacts with significant KE.
6.1 Method A does not require any specific apparatus.
The test apparatus should be set up to control the sUAimpact
6.2 MethodBrequirestheuseofaninstrumentedheadform
to stay within the test apparatus throughout the impact.
with three accelerometers (one in each orthogonal axis).
th 7.2 The impacts may break the sUA. The test apparatus
Testing shall be conducted with an FAA Hybrid III 50
should be designed to prevent flying debris from becoming a
PercentileMaleheadandneckorotherheadformapprovedfor
hazard. Participants must use appropriate PPE or remain
use by the governing CAA for vertical impact tests.
protected during the test.
6.3 MethodCrequirestheuseofaninstrumentedATDwith
7.3 When testing an sUAwith fuel power plants or lithium
three accelerometers and three angular rate sensors in the head
batteries, or both, an appropriate fire extinguisher for each
form, and neck load cells capable of recording data in
application should be within reach. Participants should be
accordance with the FMVSS 208 standard to determine peak
made aware of the hazards of lithium batteries, and which fire
acceleration, HIC , for assessing head injuries, as well as N
15 ij
extinguishers are appropriate for lithium-based fires. Batteries
and neck compression values for assessing neck injuries.
should be tested when they are at their minimum level of
th
Testing may be conducted with an FAA Hybrid III 50
charge. Consideration should be made for the amount of fuel
Percentile Male ATD or other ATD approved for use by the
contained in the vehicle during the impact to minimize the risk
CAA for vertical and lateral head impact tests.
of fire.
6.4 MethodDshalluseanAnthropomorphicTestingDevice
th
8. Test Articles
50 Percentile Male FAA Hybrid III ATD head and neck
instrumentedATD with three accelerometers and three angular
8.1 sUA used in this test shall be mechanically and struc-
rate sensors in the head form, and neck load cells capable of turally equivalent to the actual flying configuration. The sUA
recording data in accordance with 49 CFR Section 571.208 to does not need to be operational or powered, but it shall be the
determine N and neck injury values. The use of a full FAA same mass, internal configuration of equipment, the same
ij
th
Hybrid III 50 Percentile Male ATD, or other ATD approved structuralelements,andwiththesamepowerplantastheflying
configuration. The test article must be representative of the
for use by the CAA is acceptable. The selected impactor used
final production article, and test article is selected in order to
should weigh between 1 and 5lb with an approximate frontal
create the critical case condition for the parameters being
area of 6 to 12 in. .
measured. It is important that the test is conducted with the
6.5 The instrumentation, collection of data, and filtering of
approved payload as defined by the manufacturer. If items of
that data in these tests should meet the requirements of SAE
any significant mass can become separated during flight, then
J211/1.
these payloads, batteries, etc. should be tested separately to
assess their injury potential.
6.6 The speed of the sUArelative to the stationary impactor
8.1.1 Batteriesthatpresentapotentialforfireduringimpact
justpriortothetimeofimpactshouldbemeasuredforeachtest
should be discharged as much as possible to minimize the risk
point. This test method does not require a specific method.
of a fire.Applicants may consider removing strap-on batteries
Possiblemethodsincludehigh-speedvideooftheimpactmade
and use a weight representative mass of similar size and
perpendicular to the fall, with a way of measuring the distance
stiffness to mitigate this hazard.
travelled between frames—radar, ultrasonic distance
measurements, or other sensors. Applicants may use SAE 8.2 Test articles may be used for more than one test if they
J211/2, which describes the test and analysis methods for are inspected between tests and found to be mechanically and
determiningvelocityfromvideodata.Instrumentationmethods structurally equivalent to the original configuration. Internal
must be documented in the test plan and included in the test parts must be mounted to the sUAif mounting locations exist,
and all mounted components must be present since these
description/procedure provided with the test report to the
governing CAA. The uncertainty of the measurement should structures can change the stiffness of the sUAduring collision.
Parts that are broken or cracked must be replaced to bring the
be documented.
test sUA into mechanical and structural equivalency with the
6.7 If an FAA Hybrid III Head and Neck is used for the
original configuration. Structurally equivalent and confor-
conduct of the Method D test, then consideration should be
mance means all load paths remain in place and all masses are
given to installing gas-damped accelerometers in the head of
located in their respective positions. Visual inspections are
the ATD. Gas-damped accelerometers are highly desirable for
sufficient. Repairs/changes to the sUA between tests from the
rigid body impacts since the head and neck configuration can
nominal configuration should be documented in the final
be substantially stiffer than a full FAA Hybrid III ATD. Data
report.
acquisition devices should use sampling rates of at least
8.3 The configuration of each sUAused in each impact test
250kHzwhentestingwithhead-andneck-onlyATDstoavoid
should be documented in the test plan and test report.
signalaliasing.Applicantsareencouragedtoconductsampling
studies as part of their means of compliance when using a 8.4 For Method D, the selection of the comparative impac-
head- and neck-only target to validate that their data is not
tor should be chosen to approximate the contact area and
being adversely affected prior to the start of testing. weight of the sUAunder consideration. The selected impactor
F3389/F3389M − 21
used should weigh between 1 and 5lb with an approximate KE threshold. If the sUAspeeds at impact are greater than
max
frontal area of 6 to 12 in. in a symmetrical fashion. resultant v , then the applicant should limit the operating
max
envelopetov .IfthesUAspeedsarelessthanv ,thenthe
max max
9. Preparation of Apparatus
applicant should declare the sUA speeds as the operating
envelope. Applicants should include environmental variables
9.1 Method B shall use a head form with a minimum of
such as sUA modes, failure conditions, wind, etc. when
three accelerometers (one in each orthogonal axis).Ahead and
th
substantiating the v under the provisions of Method A.
max
neck from a 50 Percentile Male FAAHybrid IIIATD may be
11.1.3 The applicant must also consider the case that the
used for this test. Alternate head forms may be used if
sUAfalls from altitude. The applicant should measure a curve
approved for use by the governing CAA.
of falling velocity versus height and use this to construct a
9.2 Method C shall use an instrumented ATD with three
curveoffallingKEversusheight.IfthesUAKEisevergreater
accelerometersandthreeangularratesensorsintheheadform,
than KE , then the applicant should limit the maximum
max
and neck load cells capable of recording data in accordance
operating altitude such that the KE at impact shall be equal to
with the FMVSS 208 standard to determine neck compression
or less than KE .
max
and N values associated neck injury. An Anthropomorphic
ij
11.1.3.1 If the applicant does not have a curve of falling
th
Testing Device 50 Percentile Male FAAHybrid IIIATD may
velocity versus height, then the applicant may define the
be used for Method C. The ATD shall be instrumented with
maximum operating altitude, alt , associated with 54 ft-lbf
max
accelerometers measuring around three orthogonal axes or a
[73J]usingpotentialenergyasafunctionofheight.Thistends
nine-accelerometer array that shall collect linear acceleration
to be very conservative, as this does not consider drag during
about the center of gravity of the head. The upper neck of the
falling.
ATD shall be instrumented with a six-axis load cell to measure
11.2 Method A Calculation and Interpretation of Results:
forces and moments about the x, y and z-axes.AlternateATDs
thatprovideequivalentdatamaybeusedifapprovedforuseby
11.2.1 Kinetic energy is calculated as: KE5 m3v .
the CAA.
11.2.2 The maximum safe resultant speed (v ), combined
max
9.3 MethodDshalluseanAnthropomorphicTestingDevice
horizontal and vertical speed, is calculated as v
max
th
50 Percentile Male FAA Hybrid III ATD head and neck
=
5 @~2 3 KE !⁄m#, where KE is the threshold shown in
max max
instrumented with three accelerometers in the head form, and
11.1.1 and m is the mass of sUA as it would be flown. Care
neckloadcellscapableofrecordingdatainaccordancewith49
mustbetakentoensurethecalculationisdonewiththecorrect
CFR Section 571.208 to determine N and neck injury values.
ij
units. While v is calculated from KE ,v is the
max max max
Alternate ATDs that provide equivalent data may be used if
2 2 2
resultant speed, v 5=~v 1 v 1 v ! and should be consid-
max x y z
approved for use by the CAA.
eredwhenapplyingthisvaluetotheassessmentsofoperational
speeds associated with any given operation and associated
10. Calibration and Standardization
failure modes.
10.1 ATD load cells shall be calibrated on an “as needed”
11.2.3 Maximum altitude (alt ) is calculated as either:
max
basis and a minimum of once every 12 months.ATD and head
11.2.3.1 The falling distance at which the KE of the sUAat
formaccelerometersshallbecalibratedonan“asneeded”basis
the ground equals KE . If the KE of the falling sUA is
max
and a minimum of once every six months. Need is determined
alwaysbelowKE (v
max max
by a pre- and post-test shunt calibration. If bridge balance
limitation to the operating envelope.
remains unchanged and if full-scale shunt calibration results in
11.2.3.2 If the applicant does not know falling KE versus
the same factor, then the transducer characteristics are within
height, calculate alt 5@KE ⁄ ~m 3 g!#.
max max
calibration. If loads become suspect, linearity of the load cell
11.3 Method A Report:
shall be checked with a universal compression testing machine
11.3.1 A Method A report shall include at a minimum the
or other calibration device to determine serviceability. Exact
following information:
calibration procedure to be found in TP-208-14 Appendix A
th
11.3.1.1 Results of flight tests showing most probable fail-
Part 572E (50 Male) Dummy Performance Calibration Test
ure modes and associated descent rates though a minimum of
Procedure.
200 ft above ground level (AGL) following failures.
10.2 All ATDs and associated instrumentation should meet
11.3.1.2 A statement that states that this analysis was
the standards outlined in SAE J211/1 dated 2014-03-31 and
conducted in accordance with Method A of this test method.
SAE J211/2 dated 2008-11-18.
11.3.1.3 The sUA model considered, with any relevant
information about version or configuration.
11. Method A
11.3.1.4 ThesUAoperationalenvelopethatkeepstheKEof
11.1 Method A Procedure:
sUA impacts below 54 ft-lbf [73J]. This should include
11.1.1 Method A allows the applicant to define an opera-
maximum speeds or maximum altitude, or both.
tional envelope that shall keep the KE of the sUA below the
11.3.1.5 The maximum environmental conditions used in
threshold (KE ) of 54 ft-lbf [73J] at impact.
max the calculation of v .
max
11.1.2 Defining the operating envelope means the applicant
12. Method B
should compare the maximum sUAlateral and vertical impact
speeds to a resultant v defined by the sUA mass and the 12.1 Method B Procedure:
max
F3389/F3389M − 21
12.1.1 MethodBisconductedusingaheadformcontaining (5)Batteries that present a potential for fire during impact
a three-axis accelerometer. should be discharged as much as possible to minimize the fire
risk. The batteries should be tested separately to demonstrate
12.1.2 Applicants should develop a test plan/procedure that
that there is no risk of fire at impact (many battery manufac-
describes, at a minimum, the following:
turersperformsuchtestsaspartoftheirdevelopmentprocess).
12.1.2.1 The name and address of the test facility perform-
The manufacturer should maintain a report of the battery
ing the tests.
impact test, with photographic or video evidence, to demon-
12.1.2.2 The name and telephone number of the individual
strate the battery does not ignite at impact.
at the test facility responsible for conducting the tests.
(6)Test articles should not be used for more than one test.
12.1.2.3 Abrief description or photograph, or both, of each
For example, visual inspection of composite material may be
testfixture.Astatementconfirmingthatallinstrumentationand
found to be mechanically equivalent to the original
data collection equipment used in the test meet the facility’s
configuration, but they are not. Test articles should only be
internalcalibrationrequirements,thatthesecalibrationrequire-
reused if they are found to be mechanically and structurally
ments are documented and available for inspection upon
equivalent to the original configuration. Use of inspections to
request,thatallcalibrationsaretraceabletoanationalstandard,
determine mechanical and structural equivalency shall be
and that the records of current calibration of all instruments
included in the test report to the governing CAA for concur-
used in the test are maintained at the facility.
rence on the reuse of test articles.
12.1.2.4 Astatementconfirmingthatthedatacollectionwas
12.1.2.6 A description of the photographic instrumentation
done in accordance with the detailed description of the actual
system used in the tests.
procedure used and technical analysis showing equivalence to
12.1.2.7 Test Description—The description of the test
the recommendations of this test method.
should be documented in sufficient detail, so that the tests
12.1.2.5 Test Articles:
couldbereproducedsimplybyfollowingtheguidancegivenin
(1)In all cases, the test article (that is, sUA) should be
the report. The procedures outlined in the test plan can be
representativeofthefinalproductionarticleandshouldinclude
referenced in the report but should be supplemented by such
a structural frame, motors, propellers, electronics, batteries,
detailsasarenecessarytodescribetheuniqueconditionsofthe
and payload. The sUA does not necessarily need to be
tests. For example, pertinent dimensions and other details of
powered.ThesUAneednothavefullyfunctionalelectronicsif
the installation that are not included in the drawings of the test
theydonotcontributetothestructuralintegrityoftheplatform.
itemsshouldbeprovided.Theplacementandcharacteristicsof
All electronics should have a mass representative of the
electronicandphotographicinstrumentationchosenforthetest
production configuration and have the same stiffness and
beyond that information provided by the facility should be
shape. The configuration of each sUAused in each impact test
documented.Thiscanincludespecialtargets,grids,ormarking
should be documented, and this configuration should conform
used for interpretation of photo documentation, transducers,
to the production specification of the sUA for which the
etc.
applicant is submitting to the governing CAA. Specific modi-
12.1.2.8 Pass Fail criteria used for the tests.
fications to the sUA that are made to support or conduct the
12.1.3 Determine the MPWC impact orientation.
tests should be clearly documented, along with their potential
12.1.3.1 The MPWC impact orientation shall be specified
impacts on the results of the tests.
by the manufacturer (the sUA manufacturer or the OEM of a
(2)The payload may be replaced by a representative load
payload that shall be carried by a particular sUA). The
made of representative shape, stiffness, and mass. Fuel may be
manufacturer-providedMPWCimpactorientationisonlyvalid
replacedwithwaterorothernonflammableliquidofequivalent
for the specific sUA configuration tested by the manufacturer.
mass.
12.1.3.2 IncaseswheretheMPWCimpactorientationisnot
(3) Items of Mass—DefinedasanypartofthesUAthatcan
specified by the manufacturer or for an sUAconfiguration not
detach during impact (for example, removable cameras, bat-
tested by the manufacturer, the applicant may determine the
teries) and may become a projectile with enough energy to
mostprobableimpactorientationsforthesUAtohitaperson’s
cause a serious injury (see 6.5) to a person. Detachment of
head based on engineering judgment, flight test, any parachute
theseitemsmaybegroundsforretestandthemeansofrestraint
or recovery systems installed, and understanding the operating
for these items may need to be improved by changes to design
characteristics of the sUA.
or implementation. Detachment of an item of mass should not
leaveanysharporinjuriousedges.Onceretentionofanitemof 12.1.3.3 Failure flight-testing is essential for evaluating an
mass has been demonstrated using the standard configuration, sUA’s post-failure dynamic behavior. Many sUA tumble or
subsequent tests may be conducted with the item secured by stabilize in a predictable orientation while falling. Knowledge
means other than those in the standard operational configura- offailuredynamicsisessentialindeterminingprobableimpact
tion for the purposes of the test (if required by the governing orientations. The post-failure dynamics can affect the terminal
CAA). velocityofthesUAand,assuch,itsimpactKE.Longerperiods
(4) The manufacturer, governing specification, serial ofdataloggingimprovethefidelityofaerodynamicanalysis.It
number, and test weight of the ATDs used in the tests, and a is recommended that flight tests be initiated at 800 ft AGL to
description of any modifications or repairs performed on the allow a full 400 ft of fall before initiating recovery via
ATDs that could cause them to deviate from the governing parachute or other decelerative device. Flight tests should
specification. allowforaminimumof200ftoffallbeforeinitiatingrecovery
F3389/F3389M − 21
via parachute or other decelerative device. Flight-testing
as: KE5 m3v .
should be conducted under winds less than 5 kts in order to
provide data for aerodynamic analysis. Winds and gusty
12.2.2 Each impact shall have a 3-axis acceleration time-
conditions during flight test can lead to inaccurate estimates of series measurement of the peak acceleration on each axis.
sUAaerodynamic properties. See considerations for parachute
Calculate the resultant acceleration magnitude as: a
2 2 2
recovery systems in Annex A1.
5=~a 1 a 1 a ! for each point in the time series. Record
x y z
12.1.3.4 For each probable impact orientation, the applicant
the greatest value as the resulting a for the impact.
mag
shall perform a series of drop tests to determine the worst case
12.2.3 Make a linear fit to the data (KE, a ) using the
mag
of these probable orientations. These drop tests should consist
function a KE 5S3KE. S is the energy transfer slope and shall
~ !
of at least three drops in each orientation with a drop height as
have the units g/ft-lbf or g/J. The linear fit of the data should
specified below:
use the maximum points for each test condition. The linear fit
(1)For sUA with a mass less than 2.2 lbf [1 kg], the drop
should be forced to a zero intercept, that is, the resulting
height should be at least 10 ft [3 m].
acceleration from a zero KE impact is zero.
(2)For sUA with a mass greater than 2.2 lbf [1 kg], the
12.2.4 For Method B, calculate the maximum safe impact
dropheightshouldbechosensuchthattheimpactKEisatleast
energy by KE 5G⁄ S , where G is a threshold value of gs
~ !
20 ft-lbf [27 J]. safe
experienced by the head form, and report this value in ft-lbf or
(3)For sUA that employ parachute mitigations for uncon-
J. In the absence of a specific application threshold, the value
trolled flight, the drop height should be chosen such that the
G for skull fracture shall be the peak resultant head accelera-
impact speed is at least 8 fps [2.5 m/s].
tion metrics shown in Chapter 5 of Report for the FAA UAS
12.1.3.5 For each impact, the applicant should record the
Center of Excellence TaskA14: UAS Ground Collision Sever-
sUA details, sUA impact orientation, speed at impact, the
ity Evaluation 2017-2019, or the peak resultant head accel-
maximummagnitudeofmaximumresultantacceleration(a )
mag
eration metrics specified by the governing CAA. For example,
measured by the alternate head form, and any relevant notes
operations over people wearing PPE may utilize a different
about the impact. Any damage to the sUA shall be noted.
peak resultant head acceleration threshold to account for the
12.1.3.6 Average the measured maximum accelerations for
extra protective gear.
each impact orientation.
12.1.3.7 The MPWC impact orientation is the orientation
12.3 Method B Report:
that resulted in the greatest average measured maximum
12.3.1 AMethod B report shall include, as a minimum, the
acceleration over the three drops.
following information:
12.1.4 All further impact tests shall be conducted using the
12.3.2 A statement that states that this analysis was con-
MPWC impact orientation. The applicant should conduct a
ducted in accordance with Method B of this test method.
minimum of five (5) impacts each at two (2) drop test heights,
12.3.3 The sUAS model considered, with any relevant
for a total of at least ten (10) drop tests. The drop heights
information about version or configuration.
should be specified as below:
12.3.4 Information on the test target, including type of
12.1.4.1 For sUA with a mass less than 2.2 lbf [1 kg], the
target, configuration, serial number (if applicable), accelerom-
drop heights should be 10 ft [3 m] and 20 ft [6 m].
eter serial number(s), and calibration information.
12.1.4.2 ForsUAwithamassgreaterthan2.2lbf[1kg],the 12.3.5 Description of the test location, date performed, and
drop heights should be chosen such that the impact KE is 20
test setup and test procedure including description of test
ft-lbf [27 J] and 40 ft-lbf [54 J]. instrumentation.
12.1.4.3 For sUA that employ parachute mitigations for 12.3.6 Results and measurements for each test impact
uncontrolled flight, the drop height should be chosen such that performed, with notes as appropriate.
theimpactspeedis8fps[2.5m/s]and16fps[5m/s].Themass
12.3.7 Results describing how the worst-case orientations
ofthesUAwiththeassociatedparachuteequipmentattachedto that were considered and the data used to substantiate the
the sUA should be included in the tests. This test does not
MPWC; should include flight test results that were used to
define a specific weight since the descent speed and impact determine the terminal velocity and MPWC.
energy is depending on the parachute speed and sUA weight.
12.3.8 Data and calculations resulting in the determination
12.1.5 Foreachimpact,theapplicantshouldrecordthesUA
of the slope S in g/ft-lbf or g/J as well as the calculation of
details, impact orientation, speed at impact, the maximum KE and the threshold value G used in this calculation.
safe
magnitude of the resultant acceleration (a ) measured by the
12.3.9 An assessment of the safe operational envelope
mag
alternate head form, and any notes relevant to the impact.Any proposed including environmental conditions based upon the
damage to the sUA should be noted.
determination of KE .
safe
12.1.6 sUAcanbereusedintestingiftheyareinspectedand
found to have no mechanical damage after the impact. Dam- 13. Method C
agedsUAcomponentscanberepairedorreplacedasneededto
13.1 Method C Procedure:
bring the test article sUA back to the original mechanical and
13.1.1 Applicants should develop a test plan/procedure that
structural configuration.
describes, at a minimum, the following:
12.2 Method B Calculation and Interpretation of Results:
13.1.1.1 The name and address of the test facility perform-
12.2.1 For each impact, calculate the impact kinetic energy ing the tests.
F3389/F3389M − 21
13.1.1.2 The name and telephone number of the individual (6)Test articles should not be used for more than one test.
at the test facility responsible for conducting the tests. For example, visual inspection of composite material may be
found to be mechanically equivalent to the original
13.1.1.3 Abrief description or photograph, or both, of each
configuration, but they are not. Test articles should only be
testfixture.Astatementconfirmingthatallinstrumentationand
reused if they are found to be mechanically and structurally
data collection equipment used in the test meet the facility’s
equivalent to the original configuration. Use of inspections to
internalcalibrationrequirements,thatthesecalibrationrequire-
determine mechanical and structural equivalency shall be
ments are documented and available for inspection upon
included in the test report to the governing CAA for concur-
request,thatallcalibrationsaretraceabletoanationalstandard,
rence on the reuse of test articles.
and that the records of current calibration of all instruments
13.1.1.6 A description of the photographic instrumentation
used in the test are maintained at the facility.
system used in the tests.
13.1.1.4 Astatementconfirmingthatthedatacollectionwas
13.1.1.7 Test Description—The description of the test
done in accordance with the detailed description of the actual
should be documented in sufficient detail, so that the tests
procedure used and technical analysis showing equivalence to
couldbereproducedsimplybyfollowingtheguidancegivenin
the recommendations of this test method.
the report. The procedures outlined in the test plan can be
13.1.1.5 Test Articles:
referenced in the report but should be supplemented by such
(1)In all cases, the test article (that is, sUA) should be
detailsasarenecessarytodescribetheuniqueconditionsofthe
representativeofthefinalproductionarticleandshouldinclude
tests. For example, pertinent dimensions and other details of
a structural frame, motors, propellers, electronics, batteries,
the installation that are not included in the drawings of the test
and payload. The sUA does not necessarily need to be
itemsshouldbeprovided.Theplacementandcharacteristicsof
powered.ThesUAneednothavefullyfunctionalelectronicsif
electronicandphotographicinstrumentationchosenforthetest
theydonotcontributetothestructuralintegrityoftheplatform.
beyond that information provided by the facility should be
Allelectronicsshouldbemassrepresentativeoftheproduction
documented.Thiscanincludespecialtargets,grids,ormarking
configuration and have the same stiffness and shape. The
used for interpretation of photo documentation, transducers,
configuration of each sUA used in each impact test should be
etc.
documented, and this configuration should conform to the
13.1.1.8 Pass Fail criteria used for the tests.
production specification of the sUA for which the applicant is
th
13.1.2 Method C shall be conducted using a 50 Percentile
submittingtothegoverningCAA.Specificmodificationstothe
FAA Hybrid III ATD, capable of measuring acceleration and
sUA that are made to support or conduct the tests should be
rotation of the head, and bending forces and moments of the
clearly documented along with their potential impacts on the
upper neck.
results of the tests.
13.1.3 Tests should be conducted at three impact directions:
(2)The payload may be replaced by a representative load
a vertical drop, a horizontal impact onto the front of the head,
made of representative shape, stiffness, and mass.
and an angled impact onto the front of the head. Only the
(3)ItemsofMass—DefinedasanypartofthesUAthatcan
vertical test is a drop test. The horizontal and angled impacts
detach during impact (that is, removable cameras, batteries)
shall be conducted using a sled or some other method of
and may become a projectile with enough energy to cause a
creating a repeatable impact.
serious injury (see 6.5) to a person. Detachment of these items
13.1.4 For each test impact direction, the applicant shall
may be grounds for retest and the means of restraint for these
determine the most probab
...
This document is not an ASTM standard and is intended only to provide the user of an ASTM standard an indication of what changes have been made to the previous version. Because
it may not be technically possible to adequately depict all changes accurately, ASTM recommends that users consult prior editions as appropriate. In all cases only the current version
of the standard as published by ASTM is to be considered the official document.
Designation: F3389/F3389M − 20 F3389/F3389M − 21
Standard Test Method for
Assessing the Safety of Small Unmanned Aircraft Impacts
This standard is issued under the fixed designation F3389/F3389M; the number immediately following the designation indicates the year
of original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval.
A superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope
1.1 This test method is applicable to small unmanned aircraft (sUA) that are limited in the United States in accordance with 14
CFR § 107.3 to be less than 55 lbf. The test method provides a standardized method for assessing the safety of sUA impacts with
a person on the ground. Results from testing using Methods A, B, C, or CD are intended to be used to support an applicant in
obtaining permission from the governing Civil Aviation Authority (CAA) for flight over people. Approval of reports for the conduct
of tests and the decision to grant permission rests with the governing CAA based upon adherence to the methodologies outlined
in this test method.
1.2 This test method is based on methods researched by the FAA Center of Excellence for Unmanned Aircraft Systems (UAS)
supported by the Alliance for System Safety of UAS through Research Excellence (ASSURE). These methods expand on extensive
research and testing conducted by the automotive industry to support quantitative automotive passenger safety standards and
testing and test data on sUA collected by ASSURE.
1.3 The purpose of this test method is to define a method to establish confidence in the overall injury potential of a particular sUA
configuration under probable failure conditions. This testing is not meant to simulate the worst possible impact for the most
conservative set of the population. It is expected that CAAs should determine what injury thresholds are acceptable under their
public policy and determine operational limitations for various operations by using the data from this testing in conjunction with
the specific concept of operations proposed by the applicant.
1.4 The test method provides threefour methods for evaluating the potential for impact injury: a simple analytical method, a
simplified test, and a more rigorous test test, and a test method normed to approximate energy transfer values with appropriate
safety margins applied to each approach to address uncertainty in each of the approaches.
1.5 The applicant should understand the actual operating characteristics of their sUA before starting the process outlined in this
test method. It is assumed that the applicant is able to substantiate the most probable, worst case worst-case (MPWC) impact
orientation of the sUA; typical and maximum operating heights and speeds; and terminal velocity of their sUA as a function of
altitude to compare the results of the impact analysis with the proposed operation for the sUA. This test method is intended to
supplement the verification requirements of Specification F3298 and Specification F3322, as well as a supplement to Specification
F2910. This test method should not be used as a stand-alone document without consideration of other ASTM UAS standards.
1.6 These methods assume that a blunt force head impact is the most likely injury mechanism leading to serious injury or fatalities.
The level of blunt force injury to the head may be adjusted for various applications (such as sUA operations around first responders
with helmets) and compared with the amount of force or load factor that the sUA transfers during a collision.
This test method is under the jurisdiction of ASTM Committee F38 on Unmanned Aircraft Systems and is the direct responsibility of Subcommittee F38.01 on
Airworthiness.
Current edition approved April 15, 2020Sept. 1, 2021. Published July 2020November 2021. Originally approved in 2020. Last previous edition approved in 2020 as
F3389/F3389M–20. DOI: 10.1520/F3389_F3389M-20.10.1520/F3389_F3389M-21.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959. United States
F3389/F3389M − 21
1.7 Method B is not appropriate for foam-built fixed-wing sUA due to the stiffness of the FAA Hybrid III ATD Head and Neck.
Until a different impactor can be developed for Method B, these sUA should use Method C or D for evaluation.
1.8 Units—The values stated in either International System (SI) units or inch-pound units are to be regarded separately as standard.
The values stated in each system are not necessarily exact equivalents; therefore, to ensure conformance with the standard, each
system shall be used independently of the other, and values from the two systems shall not be combined.
1.9 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility
of the user of this standard to establish appropriate safety, health, and environmental practices and determine the applicability of
regulatory limitations prior to use.
1.10 This international standard was developed in accordance with internationally recognized principles on standardization
established in the Decision on Principles for the Development of International Standards, Guides and Recommendations issued
by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
2. Referenced Documents
2.1 ASTM Standards:
F2910 Specification for Design and Construction of a Small Unmanned Aircraft System (sUAS)
F3060 Terminology for Aircraft
F3298 Specification for Design, Construction, and Verification of Lightweight Unmanned Aircraft Systems (UAS)
F3322 Specification for Small Unmanned Aircraft System (sUAS) Parachutes
F3341/F3341M Terminology for Unmanned Aircraft Systems
2.2 Code of Federal Regulations:
14 CFR § 107.3 Definitions
1449 CFR PartSection 571.208 Occupant crash protection
49 CFR Part 572 Subpart E Anthropomorphic Test Devices Subpart E - Hybrid III Test Dummy (§§ 572.30 - 572.36)
2.3 FAA Documents:
DOT/FAA/AR-09/41 Neck Injury Criteria for Side-Facing Aircraft Seats
FAA AC 25.56225.562-1 Rev B Dynamic Evaluation of Seat Restraint Systems and Occupant Protection on Transport Airplanes
FAA Docket Number FAA-2018-1087 Operation of Small Unmanned Aircraft Systems Over People
2.4 NHTSA Standards:
FMVSS 208 Federal Motor Vehicle Safety Standard 208 - Defined in 49 CFR Part 571.208
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TP-208-14 Appendix A Part 572E (50 Male) Dummy Performance Calibration Test Procedure
2.5 SAE Standards:
SAE J211/1 Instrumentation for Impact Test—Part 1: Electronic Instrumentation
SAE J211/2 Instrumentation for Impact Test—Part 2: Photographic Instrumentation
SAE J1727 Calculation Guidelines for Impact Testing
SAE J1733 Sign Convention for Vehicle Crash Testing
2.6 UN Regulation:
UN Regulation No. 94 Occupant Protection in Frontal Collisions: Uniform Provisions Concerning the Approval of Vehicles with
regard to the Protection of the Occupants in the Event of a Frontal Collision
3. Terminology
3.1 Unique and Common Terminology—Terminology used in multiple standards is defined in F3341/F3341M, UAS Terminology
Standard, and F3060, Aircraft Terminology Standard. Terminology that is unique to this test method is defined in this section.
3.2 This test method uses terminology contained in Specification F3298 and Specification F3322. These terms are not duplicated
in this test method.
For referenced ASTM standards, visit the ASTM website, www.astm.org, or contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM Standards
volume information, refer to the standard’s Document Summary page on the ASTM website.
Available from U.S. Government Publishing Office (GPO), 732 N. Capitol St., NW, Washington, DC 20401, http://www.gpo.gov.
Available from Federal Aviation Administration (FAA), 800 Independence Ave., SW, Washington, DC 20591, http://www.faa.gov.
Available from National Highway Traffic Safety Administration (NHTSA), 1200 New Jersey Ave., SE, Washington, DC 20590; described in http://www.nhtsa.gov/cars/
rules/import/FMVSS/#SN208.
Available from SAE International (SAE), 400 Commonwealth Dr., Warrendale, PA 15096, http://www.sae.org.
Available from GlobalAutoRegs, https://globalautoregs.com/rules/105-occupant-protection-in-frontal-collisions.
F3389/F3389M − 21
3.3 Definitions:Definitions of Terms Specific to This Standard:
3.1.1 applicant, n—the person or organization responsible for seeking the approval to operate, and operating, an unmanned aircraft
(UA). The applicant may be one of the following entities: manufacturer, operator, or original equipment manufacturer.
3.1.2 as flown or as to be flown, n—these terms represent the configuration under test and describe the mass and structural
properties of the sUA and its payloads. During test, the as flown or as to be flown configuration structure and impact characteristics
shall be representative of the flight configuration being considered for use.
3.1.3 category 2 operations, n—under the Micro UAS Advisory Rulemaking Committee (ARC), a Category 2 operation is an sUA
permitted to operate over people if it weighed more than 0.55 lb, but still presented a 1 % or less chance of “serious injury”
(Abbreviated Injury Scale (AIS) level 3 or greater) upon impact with a person.
3.1.4 category 3 operations, n—under the Micro UAS ARC, a Category 3 operation is an sUA permitted to operate over people
if it presented a 30 % or less chance of causing an AIS level 3 or greater injury upon impact with a person. The manufacturer of
the small UAS would be required to certify to the FAA that the small UAS did not, in the most probable failure modes, exceed
the typical or likely impact energy threshold.
3.3.1 critical speed,speed n—for Method D—the speed at which the sUA is capablecritical speed for Method D testing varies from
the definition in Terminology F3341/F3341Mof its maximum kinetic energy (KE) considering both powered flight as well as
failure conditions. . The critical speed for fixed-wing sUA is the maximum cruise speed. The critical speed for rotor-wing sUA is
the speedMethod D testing is either the highest ground speed achievable in powered flight, including the proposed environmental
conditions (that is, wind), or the maximum resultant speed based on an unpowered free-fall from the maximum attainable altitude,
whichever is higher. If parachutes are used as a mitigation, the critical speed is defined in Annex A1of the rotorcraft at terminal
velocity.
3.1.6 manufacturer, n—the person or organization who causes production of a product or article. A manufacturer may also be an
operator.
3.1.7 most probable, worst case (MPWC), n—the sUA orientation used in impact testing. The orientation is found by first using
operational data, failure modes, and engineering judgment to determine the most probable impact orientations. Testing is conducted
to determine the worst case (most damaging) orientation among the most probable impact orientations.
3.1.8 operational speed, n—the maximum speed at which the sUA can normally operate (considering the usage expectations and
limitations within the flight manual).
3.1.8.1 Discussion—
Test articles should not be used for more than one test. For example, visual inspection of composite material may be found to be
mechanically equivalent to the original configuration, but they are not. Test articles should only be reused if they are found to be
mechanically and structurally equivalent to the original configuration. Use of inspections to determine mechanical and structural
equivalency should be included in the final report to the governing CAA for concurrence on reuse of test articles. Nonfunctional
payloads and internal electronic components that are structurally intact should be deemed acceptable for testing the as flown
configuration. Mockups or surrogates for payloads and electronic components may be acceptable if their stiffness and impact
dynamics can be shown to be similar. The use of nonfunctional components and mockups/surrogates is intended to reduce testing
costs without impacting the assessment of injury potential. Modifications of the tested configuration should be reviewed with the
governing CAA and compared with the sUA originally tested to determine if additional impact testing is required to determine the
injury potential of the new configuration. Only modifications that affect the collision dynamics and energy transfer of the sUA
when colliding with a human should require additional testing.
3.1.9 operator, n—the person or organization who applies for CAA approval to operate an sUAS or who seeks operational
approval for types of flight operations prohibited by a CAA for that sUAS.
3.1.10 original equipment manufacturer (OEM), n—the person or organization who first produced that product or article. An OEM
may also be an operator.
F3389/F3389M − 21
3.1.11 shall versus should versus may, n—use of the word shall means that a procedure or statement is mandatory and must be
followed to comply with this test method, should means recommended, and may means optional at the discretion of the
applicant/proponent.
3.1.11.1 Discussion—
Shall statements are requirements, and they include sufficient detail needed to define compliance (for example, threshold values,
test methods, oversight, and reference to other standards). Should statements are provided as guidance towards the overall goal of
improving safety and could include only subjective statements. Should statements also represent parameters that could be used in
safety evaluations or could lead to development of future requirements, or both. May statements are provided to clarify
acceptability of a specific item or practice and offer options for satisfying requirements.
3.4 Acronyms and Abbreviations:
3.4.1 AIS—abbreviated injury scale
3.4.2 ARC—advisory rulemaking committee
3.4.3 ASSURE—Alliance for System Safety of UAS through Research Excellence
3.4.4 ATD—anthropomorphic test device; a crash test dummy
3.4.5 CAA—civil aviation authority
3.4.6 CFC—channel frequency class
3.4.7 CONOPS—concept of operations
3.4.8 DAQ—data acquisition
3.4.9 IARV—injury assessment reference values
3.4.10 KE—kinetic energy
3.4.11 MPWC—most probable, worst case
3.4.12 NHTSA—National Highway Traffic Safety Administration
3.4.13 NIAR—National Institute for Aviation Research at Wichita State University
3.4.14 N —neck injury criteria
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3.4.15 NPRM—notice of proposed rulemaking
3.4.16 OEM—original equipment manufacturer
3.4.17 PMHS—post mortem human surrogate
3.4.18 PPE—personal protective equipment
3.4.19 sUA—small unmanned aircraft; the flying aircraft only
3.4.20 sUAS—small unmanned aircraft system; an sUA and its associated elements (including communication links and the
components that control the sUA) that are required for the safe and efficient operation of the sUA in a national airspace system.
F3389/F3389M − 21
3.4.21 UAH—The University of Alabama in Huntsville
4. Summary of Test Method
4.1 This test method describes threefour methods for assessment of the safety of an sUA to assess injury potential associated with
an impact. The applicant can choose the method that is appropriate for their sUA based on mass and speed, or based on the rigor
required.
4.2 Method A requires the applicant to use the sUA mass and operating characteristics to define an operating envelope that shall
keep the sUA below a safe KE threshold. This is intended for lightweight or slow falling sUA that present little or no risk to the
public.
4.3 Method B uses an instrumented ATD head form and requires the applicant to conduct a series of impact tests using the sUA.
Impacts are conducted at the MPWC impact orientation, which is determined through a combination of engineering judgment and
experiments. The test allows a characterization of the accelerations that may be experienced at impact as a function of sUA KE.
A safe threshold value of KE is identified using a level of acceleration that corresponds to a low risk of an AIS 3 skull fracture.
The weight limit for this method is 8 lbf for sUA and larger sUA up to 55 lbf being tested at parachute speeds. Method B is not
appropriate for the testing of foam fixed-wing sUA due to the increased rigidity of the test setup.
4.4 Method C uses an instrumented ATD and requires impacts at multiple energies and three different impact angles. Data is
collected that give insight to possible head and neck injuries based on FMVSS 208. These test results can be compared to
automotive injury risk metrics associated with 30 % probability of an AIS 3 or greater injury or against defined injury metrics
developed and used by the governing CAA. The weight limit for this method is 8 lbf for sUA and larger sUA up to 55 lbf being
tested at parachute speeds.
4.5 Method D uses an instrumented ATD head form and neck and requires the applicant to conduct a series of impact tests using
the sUA and a rigid object. Impacts are conducted in three different trajectories with respect to the ATD head using the MPWC
orientation. MPWC orientation is determined based on analysis of the CONOPS and potential failure modes of the aircraft. If
parachutes are used as a mitigation, the MPWC should be determined with the mitigation applied. The test results of the sUA are
compared with the head injury criteria (HIC ), peak acceleration, the N neck injury criteria, and neck compression results for
15 ij
rigid object impacts at each orientation. This method allows the tailoring to an energy transfer requirement, which may be
requested by some CAAs.
5. Significance and Use
5.1 The test method is intended to be used by sUAS manufacturers, sUAS operators, and CAAs to assess the safety of sUA impacts
to people on the ground during operations involving flight over people.
5.2 The test method provides a framework for creating new designs and evaluating existing designs to determine the sUA’s blunt
force trauma injury potential to the head or neck, or both, during a collision with a person on the ground.
5.3 Applicants can determine whether to use Methods A, B, C, or CD based upon their specific sUA characteristics and flight
operations. In manycharacteristics, flight operations, and CAA requirements. In some cases, sUA with low impact KE below 54
ft-lbf [73 J] (seemay Appendix X1) do not require rigorous testing to ensure safety to the nonparticipating public and can use
Method A. Vehicles with higher impact KEs should conduct impact testing using Method B B, Method C, or Method C.D. Method
B is simpler than Method C and, therefore, less costly for the applicant. Method B results may be more conservative since the test
setup is more rigid and can result in an increase in the amount of energy transferred during the impact than the injury metrics
established using a full ATD. Method C testing is costlier and schedule-intensive, but provides a higher level of certainty of the
injury potential of the sUA and is more directly comparable to established automotive injury metrics and injury metrics derived
from ATD testing and used by the governing CAA. Method D allows for the direct comparison to energy-based requirement of
some CAAs.
5.4 The output of Method A is a verification that the sUA or sUA with mitigation does not exceed the 54 ft-lbf impact KE
F3389/F3389M − 21
throughout its flight envelope based upon flight test data as means of obtaining approval for flight over people for Category 2 or
3 operations for the FAA. Other governing CAAs may only require a weight metric or other impact energy metric in lieu of the
54 ft-lbf impact KE.
5.5 The output from Methods B and C is a characterization of the forces (measured in acceleration of the head form or ATD)
expected during an MPWC head impact as a function of sUA KE. For Method B, this result is compared to the minimum impact
energy resulting in a skull fracture based solely upon peak acceleration to determine the impact KE associated with this injury
based upon energy transfer. Method C testing is more rigorous and may be correlated to other standards for both head and neck
injury (such as the FMVSS 208 or other automotive standards) to determine whether the sUA is sufficiently safe to operate in
Category 2 and 3 Operations Operations.(1) based upon the injury metrics shown in Table X3.1. By evaluating sUA KE in the
MPWC orientation and a variety of ATD impacts, the applicant should assess the sUA for injury potential using Table X3.1 or other
the governing CAA injury thresholds. The limiting impact KE may establish the operational limits that correspond to that specific
value. This test method proposes the use of the standards called out in Table X3.1 based upon the ASSURE impact tests conducted
as part of Task A14.
5.6 The output from Method D is a verification that the sUA does not exceed the comparison metrics associated with the transfer
of energy resulting from the impact of a rigid object at a specified impact KE for the rigid impactor. The impact KE of the rigid
impactor is determined by the CAA for different categories of operations over people. For example, an sUA meets this standard
if its impact test results are lower than the rigid object test results.
5.7 Outputs from Methods A, B, C, and CD may be used in conjunction with governing CAA’s injury metrics for certifying the
sUA for flight over people.
5.7 This test method does not attempt to address all possible hazards that may arise from sUA impacts. It is designed to measure
the injury potential of head impacts, which are likely to be among the most probable, and most hazardous, types of sUA impacts
when flying over people. Other safety hazards may include laceration from propellers or fire from the powerplant or batteries.
These other safety hazards should be assessed separately.
6. Apparatus
6.1 Method A does not require any specific apparatus.
6.2 Method B requires the use of an instrumented head form with three accelerometers (one in each orthogonal axis) (axis).
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Appendix X2). Testing shall be conducted with an FAA Hybrid III 50 Percentile Male head and neck or other head form approved
for use by the governing CAA for vertical impact tests.
6.3 Method C requires the use of an instrumented ATD with three accelerometers and three angular rate sensors in the head form,
and neck load cells capable of recording data in accordance with the FMVSS 208 standard to determine peak acceleration, HIC ,
for assessing head injuries, as well as N and neck compression values for assessing neck injuries. Testing may be conducted with
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an FAA Hybrid III 50 Percentile Male ATD or other ATD approved for use by the CAA for vertical and lateral head impact tests.
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6.4 Method D shall use an Anthropomorphic Testing Device 50 Percentile Male FAA Hybrid III ATD head and neck
instrumented ATD with three accelerometers and three angular rate sensors in the head form, and neck load cells capable of
recording data in accordance with 49 CFR Section 571.208 to determine N and neck injury values. The use of a full FAA Hybrid
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III 50 Percentile Male ATD, or other ATD approved for use by the CAA is acceptable. The selected impactor used should weigh
between 1 and 5 lb with an approximate frontal area of 6 to 12 in. .
The boldface numbers in parentheses refer to the list of references at the end of this standard.Mertz, H. J., “Biofidelity of the Hybrid III Head,” SAE Technical Paper
851245, 1985.
DJI, Phantom, and Mavic are trademarks of DJI, 14th Floor, West Wing, Skyworth Semiconductor Design Building, No.18 Gaoxin South 4th Ave, Nanshan District,
Shenzhen, 518057, China.
The sole source of supply of the Phantom 3 drone and the Mavic Pro drone known to the committee at this time is DJI, 14th Floor, West Wing, Skyworth Semiconductor
Design Building, No.18 Gaoxin South 4th Ave, Nanshan District, Shenzhen, 518057, China. If you are aware of alternative suppliers, please provide this information to ASTM
International Headquarters. Your comments will receive careful consideration at a meeting of the responsible technical committee, which you may attend.Arterburn, D.,
Olivares, G., Bolte, J., Prabhu, R., Duma, S., Final Report for the FAA UAS Center of Excellence Task A14: UAS Ground Collision Severity Evaluation 2017-2019, prepared
for the FAA under Grant # 15-C-UAS-UAH-07, September 2017.
F3389/F3389M − 21
6.5 The instrumentation, collection of data, and filtering of that data in these tests should meet the requirements of SAE J211/1.
6.6 The speed of the sUA relative to the stationary impactor just prior to the time of impact should be measured for each test point.
This test method does not require a specific method. Possible methods include high-speed video of the impact made perpendicular
to the fall, with a way of measuring the distance travelled between frames—radar, ultrasonic distance measurements, or other
sensors. Applicants may use SAE J211/2, which describes the test and analysis methods for determining velocity from video data.
Instrumentation methods must be documented in the test plan and included in the test description/procedure provided with the test
report to the governing CAA. The uncertainty of the measurement should be documented.
6.7 If an FAA Hybrid III Head and Neck is used for the conduct of the Method D test, then consideration should be given to
installing gas-damped accelerometers in the head of the ATD. Gas-damped accelerometers are highly desirable for rigid body
impacts since the head and neck configuration can be substantially stiffer than a full FAA Hybrid III ATD. Data acquisition devices
should use sampling rates of at least 250 kHz when testing with head- and neck-only ATDs to avoid signal aliasing. Applicants
are encouraged to conduct sampling studies as part of their means of compliance when using a head- and neck-only target to
validate that their data is not being adversely affected prior to the start of testing.
7. Hazards
7.1 This test method involves impacts with significant KE. The test apparatus should be set up to control the sUA impact to stay
within the test apparatus throughout the impact.
7.2 The impacts may break the sUA. The test apparatus should be designed to prevent flying debris from becoming a hazard.
Participants must use appropriate PPE or remain protected during the test.
7.3 When testing an sUA with fuel power plants or lithium batteries, or both, an appropriate fire extinguisher for each application
should be within reach. Participants should be made aware of the hazards of lithium batteries, and which fire extinguishers are
appropriate for lithium-based fires. Batteries should be tested when they are at their minimum level of charge. Consideration should
be made for the amount of fuel contained in the vehicle during the impact to minimize the risk of fire.
8. Test Articles
8.1 sUA used in this test shall be mechanically and structurally equivalent to the actual flying configuration. The sUA does not
need to be operational or powered, but it shall be the same mass, internal configuration of equipment, the same structural elements,
and with the same power plant as the flying configuration. The test article must be representative of the final production article,
and test article is selected in order to create the critical case condition for the parameters being measured. It is important that the
test is conducted with the approved payload as defined by the manufacturer. If items of any significant mass can become separated
during flight, then these payloads, batteries, etc. should be tested separately to assess their injury potential.
8.1.1 Batteries that present a potential for fire during impact should be discharged as much as possible to minimize the risk of a
fire. Applicants may consider removing strap-on batteries and use a weight representative mass of similar size and stiffness to
mitigate this hazard.
8.2 Test articles may be used for more than one test if they are inspected between tests and found to be mechanically and
structurally equivalent to the original configuration. Internal parts must be mounted to the sUA if mounting locations exist, and
all mounted components must be present since these structures can change the stiffness of the sUA during collision. Parts that are
broken or cracked must be replaced to bring the test sUA into mechanical and structural equivalency with the original
configuration. Structurally equivalent and conformance means all load paths remain in place and all masses are located in their
respective positions. Visual inspections are sufficient. Repairs/changes to the sUA between tests from the nominal configuration
should be documented in the final report.
8.3 The configuration of each sUA used in each impact test should be documented in the test plan and test report.
8.4 For Method D, the selection of the comparative impactor should be chosen to approximate the contact area and weight of the
sUA under consideration. The selected impactor used should weigh between 1 and 5 lb with an approximate frontal area of 6 to
12 in. in a symmetrical fashion.
F3389/F3389M − 21
9. Preparation of Apparatus
9.1 Method B shall use a head form with a minimum of three accelerometers (one in each orthogonal axis). A head and neck from
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a 50 Percentile Male FAA Hybrid III ATD may be used for this test. Alternate head forms may be used if approved for use by
the governing CAA.
9.2 Method C shall use an instrumented ATD with three accelerometers and three angular rate sensors in the head form, and neck
load cells capable of recording data in accordance with the FMVSS 208 standard to determine neck compression and N values
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associated neck injury. An Anthropomorphic Testing Device 50 Percentile Male FAA Hybrid III ATD may be used for Method
C. The ATD shall be instrumented with accelerometers and rate sensors measuring around three orthogonal axes or a
nine-accelerometer array that shall collect linear acceleration about the center of gravity of the head. The upper neck of the ATD
shall be instrumented with a six-axis load cell to measure forces and moments about the x,y and z-axes. Alternate ATDs that provide
equivalent data may be used if approved for use by the CAA.
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9.3 Method D shall use an Anthropomorphic Testing Device 50 Percentile Male FAA Hybrid III ATD head and neck
instrumented with three accelerometers in the head form, and neck load cells capable of recording data in accordance with 49 CFR
Section 571.208 to determine N and neck injury values. Alternate ATDs that provide equivalent data may be used if approved for
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use by the CAA.
10. Calibration and Standardization
10.1 ATD load cells shall be calibrated on an “as needed” basis and a minimum of once every 12 months. ATD and head form
accelerometers shall be calibrated on an “as needed” basis and a minimum of once every six months. Need is determined by a pre-
and post-test shunt calibration. If bridge balance remainedremains unchanged and if full-scale shunt calibration results in the same
factor, then the transducer characteristics are within calibration. If loads become suspect, linearity of the load cell shall be checked
with a universal compression testing machine or other calibration device to determine serviceability. Exact calibration procedure
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to be found in TP-208-14 Appendix A Part 572E (50 Male) Dummy Performance Calibration Test Procedure.
10.2 All ATDs and associated instrumentation should meet the standards outlined in SAE J211/1 dated 2014-03-31 and SAE
J211/2 dated 2008-11-18.
11. Method A
11.1 Method A Procedure:
11.1.1 Method A allows the applicant to define an operational envelope that shall keep the KE of the sUA below the threshold
(KE ) of 54 ft-lbf [73 J] at impact (see impact.Appendix X1).
max
11.1.2 Defining the operating envelope means the applicant should compare the maximum sUA lateral and vertical impact speeds
to a resultant v defined by the sUA mass and the KE threshold. If the sUA speeds at impact are greater than resultant v ,
max max max
then the applicant should limit the operating envelope to v . If the sUA speeds are less than v , then the applicant should
max max
declare the sUA speeds as the operating envelope. Applicants should include environmental variables such as sUA modes, failure
conditions, wind, etc. when substantiating the v under the provisions of Method A.
max
11.1.3 The applicant must also consider the case that the sUA falls from altitude. The applicant should measure a curve of falling
velocity versus height and use this to construct a curve of falling KE versus height. If the sUA KE is ever greater than KE , then
max
the applicant should limit the maximum operating altitude such that the KE at impact shall be equal to or less than KE .
max
11.1.3.1 If the applicant does not have a curve of falling velocity versus height, then the applicant may define the maximum
operating altitude, alt , associated with 54 ft-lbf [73 J] using potential energy as a function of height. This tends to be very
max
conservative, as this does not consider drag during falling.
11.2 Method A Calculation and Interpretation of Results:
11.2.1 Kinetic energy is calculated as: KE5 m3v .
F3389/F3389M − 21
11.2.2 The maximum safe resultant speed (v ), combined horizontal and vertical speed, is calculated as v
max max
5= 2 3 KE ⁄m , where KE is the threshold shown in 11.1.1 and m is the mass of sUA as it would be flown. Care must be
@~ ! #
max max
taken to ensure the calculation is done with the correct units. While v is calculated from KE , v is the resultant speed,
max max max
2 2 2
v 5=~v 1 v 1 v ! and should be considered when applying this value to the assessments of operational speeds associated with
max x y z
any given operation and associated failure modes.
11.2.3 Maximum altitude (alt ) is calculated as either:
max
11.2.3.1 The falling distance at which the KE of the sUA at the ground equals KE . If the KE of the falling sUA is always below
max
KE (v < v always), then there is no altitude limitation to the operating envelope.
max max
11.2.3.2 If the applicant does not know falling KE versus height, calculate alt 5@KE ⁄ ~m 3 g!#.
max max
11.3 Method A Report:
11.3.1 A Method A report shall include asat a minimum the following information:
11.3.1.1 Results of flight tests showing most probable failure modes and associated descent rates though a minimum of 200 ft
above ground level (AGL) following failures.
11.3.1.2 A statement that states that this analysis was conducted in accordance with Method A of this test method.
11.3.1.3 The sUA model considered, with any relevant information about version or configuration.
11.3.1.4 The sUA operational envelope that keeps the KE of sUA impacts below 54 ft-lbf [73 J]. This should include maximum
speeds or maximum altitude, or both.
11.3.1.5 The maximum environmental conditions used in the calculation of v .
max
12. Method B
12.1 Method B Procedure:
12.1.1 Method B is conducted using a head form containing a three-axis accelerometer.
12.1.2 Applicants should develop a test plan/procedure that describes, at a minimum, the following:
12.1.2.1 The name and address of the test facility performing the tests.
12.1.2.2 The name and telephone number of the individual at the test facility responsible for conducting the tests.
12.1.2.3 A brief description or photograph, or both, of each test fixture. A statement confirming that all instrumentation and data
collection equipment used in the test meet the facility’s internal calibration requirements, that these calibration requirements are
documented and available for inspection upon request, that all calibrations are traceable to a national standard, and that the records
of current calibration of all instruments used in the test are maintained at the facility.
12.1.2.4 A statement confirming that the data collection was done in accordance with the detailed description of the actual
procedure used and technical analysis showing equivalence to the recommendations of this test method.
12.1.2.5 Test Articles:
(1) In all cases, the test article (that is, sUA) should be representative of the final production article and should include a
structural frame, motors, propellers, electronics, batteries, and payload. The sUA does not necessarily need to be powered. The
sUA need not have fully functional electronics if they do not contribute to the structural integrity of the platform. All electronics
should be have a mass representative of the production configuration and have the same stiffness and shape. The configuration of
each sUA used in each impact test should be documented, and this configuration should conform to the production specification
of the sUA for which the applicant is submitting to the governing CAA. Specific modifications to the sUA that are made to support
or conduct the tests should be clearly documented, along with their potential impacts on the results of the tests.
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(2) The payload may be replaced by a representative load made of representative shape, stiffness, and mass. Fuel may be
replaced with water or other nonflammable liquid of equivalent mass.
(3) Items of Mass—Defined as any part of the sUA that can detach during impact (for example, removable cameras, batteries)
and may become a projectile with enough energy to cause a serious injury (see 6.5) to a person. Detachment of these items may
be grounds for retest and the means of restraint for these items may need to be improved by changes to design or implementation.
Detachment of an item of mass should not leave any sharp or injurious edges. Once retention of an item of mass has been
demonstrated using the standard configuration, subsequent tests may be conducted with the item secured by means other than those
in the standard operational configuration for the purposes of the test (if required by the governing CAA).
(4) The manufacturer, governing specification, serial number, and test weight of the ATDs used in the tests, and a description
of any modifications or repairs performed on the ATDs that could cause them to deviate from the governing specification.
(5) Batteries that present a potential for fire during impact should be discharged as much as possible to minimize the fire risk.
The batteries should be tested separately to demonstrate that there is no risk of fire at impact (many battery manufacturers perform
such tests as part of their development process). The manufacturer should maintain a report of the battery impact test, with
photographic or video evidence, to demonstrate the battery does not catch fire ignite at impact.
(6) Test articles should not be used for more than one test. For example, visual inspection of composite material may be found
to be mechanically equivalent to the original configuration, but they are not. Test articles should only be reused if they are found
to be mechanically and structurally equivalent to the original configuration. Use of inspections to determine mechanical and
structural equivalency shall be included in the test report to the governing CAA for concurrence on the reuse of test articles.
12.1.2.6 A description of the photographic instrumentation system used in the tests.
12.1.2.7 Test Description—The description of the test should be documented in sufficient detail, so that the tests could be
reproduced simply by following the guidance given in the report. The procedures outlined in the test plan can be referenced in the
report but should be supplemented by such details as are necessary to describe the unique conditions of the tests. For example,
pertinent dimensions and other details of the installation that are not included in the drawings of the test items should be provided.
The placement and characteristics of electronic and photographic instrumentation chosen for the test beyond that information
provided by the facility should be documented. This can include special targets, grids, or marking used for interpretation of photo
documentation, transducers, etc.
12.1.2.8 Pass Fail criteria used for the tests.
12.1.3 Determine the MPWC impact orientation.
12.1.3.1 The MPWC impact orientation shall be specified by the manufacturer (the sUA manufacturer or the OEM of a payload
that shall be carried by a particular sUA). The manufacturer-provided MPWC impact orientation is only valid for the specific sUA
configuration tested by the manufacturer.
12.1.3.2 In cases where the MPWC impact orientation is not specified by the manufacturer or for an sUA configuration not tested
by the manufacturer, the applicant may determine the most probable impact orientations for the sUA to hit a person’s head based
on engineering judgment, flight test, any parachute or recovery systems installed, and understanding the operating characteristics
of the sUA.
12.1.3.3 Failure flight-testing is essential for evaluating an sUA’s post-failure dynamic behavior. Many sUA tumble or stabilize
in a predictable orientation while falling. Knowledge of failure dynamics is essential in determining probable impact orientations.
The post-failure dynamics can affect the terminal velocity of the sUA and, as such, its impact KE. Longer periods of data logging
improve the fidelity of aerodynamic analysis. It is recommended that flight tests be initiated at 800 ft AGL to allow a full 400 ft
of fall before initiating recovery via parachute or other decelerative device. Flight tests should allow for a minimum of 200 ft of
fall before initiating recovery via parachute or other decelerative device. Flight-testing should be conducted under winds less than
5 kts in order to provide data for aerodynamic analysis. Winds and gusty conditions during flight test can lead to inaccurate
estimates of sUA aerodynamic properties. See considerations for parachute recovery systems in Annex A1.
12.1.3.4 For each probable impact orientation, the applicant shall perform a series of drop tests to determine the worst case of these
probable orientations. These drop tests should consist of at least three drops in each orientation with a drop height as specified
below:
(1) For sUA with a mass less than 2.2 lbf [1 kg], the drop height should be at least 10 ft [3 m].
(2) For sUA with a mass greater than 2.2 lbf [1 kg], the drop height should be chosen such that the impact KE is at least 20
ft-lbf [27 J].
F3389/F3389M − 21
(3) For sUA that employ parachute mitigations for uncontrolled flight, the drop height should be chosen such that the impact
speed is at least 8 fps [2.5 m/s].
12.1.3.5 For each impact, the applicant should record the sUA details, sUA impact orientation, speed at impact, the maximum
magnitude of maximum resultant acceleration (a ) measured by the alternate head form, and any relevant notes about the impact.
mag
Any damage to the sUA shall be noted.
12.1.3.6 Average the measured maximum accelerations for each impact orientation.
12.1.3.7 The MPWC impact orientation is the orientation that resulted in the greatest average measured maximum acceleration
over the three drops.
12.1.4 All further impact tests shall be conducted using the MPWC impact orientation. The applicant should conduct a minimum
of five (5) impacts each at two (2) drop test heights, for a total of at least ten (10) drop tests. The drop heights should be specified
as below:
12.1.4.1 For sUA with a mass less than 2.2 lbf [1 kg], the drop heights should be 10 ft [3 m] and 20 ft [6 m].
12.1.4.2 For sUA with a mass greater than 2.2 lbf [1 kg], the drop heights should be chosen such that the impact KE is 20 ft-lbf
[27 J] and 40 ft-lbf [54 J].
12.1.4.3 For sUA that employ parachute mitigations for uncontrolled flight, the drop height should be chosen such that the impact
speed is 8 fps [2.5 m/s] and 16 fps [5 m/s]. The mass of the sUA with the associated parachute equipment attached to the sUA
should be included in the tests. This test does not define a specific weight since the descent speed and impact energy is depending
on the parachute speed and sUA weight.
12.1.5 For each impact, the applicant sho
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